Jeffrey S. Warren
Professional summary
Jeffrey Scott Warren was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Jeffrey had worked at 6 firms, which includes SALOMON GREY FINANCIAL CORPORATION, BARRON CHASE SECURITIES INC., TRADEWAY SECURITIES GROUP INC., MERIT CAPITAL ASSOCIATES INC., ROYAL HUTTON SECURITIES CORP., INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2000 - April 5, 2001
SALOMON GREY FINANCIAL CORPORATION
June 30, 1998 - November 14, 2000
BARRON CHASE SECURITIES, INC.
April 7, 1998 - August 14, 1998
TRADEWAY SECURITIES GROUP, INC.
January 16, 1998 - May 17, 1998
MERIT CAPITAL ASSOCIATES, INC.
June 16, 1997 - January 26, 1998
ROYAL HUTTON SECURITIES CORP.
February 13, 1997 - July 18, 1997
INVESTORS ASSOCIATES, INC.
January 21, 1997 - February 14, 1997
MERIT CAPITAL ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
Red Flags
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