Ricky G. Budd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ricky Glen Budd, who also goes by Rick Budd, was a registered financial professional .
Ricky is a previously registered financial professional and started their career in finance in 1989. Ricky had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2010 - June 6, 2012
SSN ADVISORY, INC.
January 5, 2010 - June 6, 2012
SECURITIES SERVICE NETWORK, LLC
January 4, 1999 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
March 4, 1998 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
August 19, 1996 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
January 1, 1996 - August 15, 1996
IFG NETWORK SECURITIES, INC.
July 7, 1993 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
February 5, 1992 - July 7, 1993
AVANTAX INVESTMENT SERVICES, INC.
June 18, 1989 - December 31, 1990
SUNAMERICA SECURITIES, INC.
January 12, 1989 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
