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AM

Anthony M. Monaco

PRE-IPO STREET
SMITHTOWN, NY 11787
Some features on this profile are disabled
CRD#: 1869532
AM

Professional summary

Anthony Michael Monaco SR, who also goes by Anthony Michael Monaco, Anthony Monaco Sr, Tony Monaco, is a registered financial professional currently at PRE-IPO STREET INC. located in Smithtown, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1989. Anthony has worked at 14 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 4, Series 10, Series 9, Series 24, Series 53, Series 14A, Series 14 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony Michael Monaco | Anthony Monaco Sr | Tony Monaco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Michael Monaco SR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

PRE-IPO STREET INC.

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 173426
SMITHTOWN, NY
Past

August 4, 2020 - September 5, 2024

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

December 21, 2017 - June 13, 2018

TRIDENT PARTNERS LTD.

BD
CRD#: 41258
WOODBURY, NY
Past

June 6, 2016 - December 20, 2017

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

December 21, 2015 - May 31, 2016

SW FINANCIAL

BD
CRD#: 145012
FARMINGDALE, NY
Past

September 15, 2015 - October 15, 2015

CRAIG SCOTT CAPITAL, LLC

BD
CRD#: 155924
UNIONDALE, NY
Past

October 20, 2014 - July 1, 2015

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

July 9, 2012 - October 17, 2014

TRADE-PMR INC.

BD
CRD#: 46350
CLEARWATER, FL
Past

October 30, 2006 - July 5, 2012

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
NEW YORK, NY
Past

March 17, 2005 - October 27, 2006

RUSHMORE CAPITAL, INC.

BD
CRD#: 5940
MONTVALE, NJ
Past

March 17, 2005 - October 27, 2006

BREEZY SECURITIES, INC.

BD
CRD#: 18335
MONTVALE, NJ
Past

January 28, 2005 - October 27, 2006

DOMESTIC SECURITIES, INC.

BD
CRD#: 34721
MONTVALE, NJ
Past

December 27, 2001 - October 15, 2004

PATRICK J. COLLINS INC

BD
CRD#: 32954
OLD GREENWICH, CT
Past

July 11, 1996 - November 29, 2001

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

November 30, 1989 - July 3, 1996

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/30/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/3/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/13/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/2/2023
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/2/2023
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 14A
Date: 6/25/1996
Compliance Official Specialist Exam
Principal/Supervisory Exam
RR
Series 14
Date: 7/25/1991
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 12
Date: 2/8/1991
NYSE Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PRE-IPO STREET INC.
BAGBY FINANCIAL SERVICES | PRE-IPO STREET INC. | CROSS CURRENT CAPITAL, INC. | BAGBY FINANCIAL SERVICES, INC.

CRD#: 173426 / SEC#: , 8-69539

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787
Mailing Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787
Phone number
(631) 595-5305
Established
Missouri since 11/22/1993
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BD 10, INC.100% OWNER OF APPLICANT
GIBBONS, GERALD MATTHEWCCO2447903
PEREYRA, ALVARO LUISCEO5578565
RUSSELL, SARAH DETLINGPRINCIPAL FINANCIAL OFFICER (PFO AND FINOP)6727189

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRE-IPO STREET INC.

CRD#: 173426Smithtown, NY 11787

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