Anthony M. Monaco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Michael Monaco SR, who also goes by Anthony Michael Monaco, Anthony Monaco Sr, Tony Monaco, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1989. Anthony had worked at 14 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 4, Series 10, Series 9, Series 24, Series 53, Series 14A, Series 14 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2026 - April 14, 2026
PRE-IPO STREET INC.
August 4, 2020 - September 5, 2024
SPARTAN CAPITAL SECURITIES, LLC
December 21, 2017 - June 13, 2018
TRIDENT PARTNERS LTD.
June 6, 2016 - December 20, 2017
SPARTAN CAPITAL SECURITIES, LLC
December 21, 2015 - May 31, 2016
SW FINANCIAL
September 15, 2015 - October 15, 2015
CRAIG SCOTT CAPITAL, LLC
October 20, 2014 - July 1, 2015
AEGIS CAPITAL CORP.
July 9, 2012 - October 17, 2014
TRADE-PMR INC.
October 30, 2006 - July 5, 2012
MURIEL SIEBERT & CO., LLC
March 17, 2005 - October 27, 2006
RUSHMORE CAPITAL, INC.
March 17, 2005 - October 27, 2006
BREEZY SECURITIES, INC.
January 28, 2005 - October 27, 2006
DOMESTIC SECURITIES, INC.
December 27, 2001 - October 15, 2004
PATRICK J. COLLINS INC
July 11, 1996 - November 29, 2001
HAPOALIM SECURITIES USA, INC.
November 30, 1989 - July 3, 1996
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 14A
Date: 6/25/1996
Compliance Official Specialist ExamSeries 12
Date: 2/8/1991
NYSE Branch Manager ExaminationCurrent Firm
PRE-IPO STREET INC.
CRD#: 173426 / SEC#: , 8-69539
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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