Sandra Weir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Weir, CFP®, who also goes by Sandra G Weir Economacos, Sandra Weir Economacos, Sandra G Weir, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1990. Sandra had worked at 10 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
August 23, 2012 - September 17, 2012
HAPOALIM SECURITIES USA, INC.
January 28, 2010 - March 3, 2011
J.P. MORGAN SECURITIES LLC
January 23, 2009 - December 7, 2009
TRUIST INVESTMENT SERVICES, INC.
January 16, 2009 - December 7, 2009
TRUIST INVESTMENT SERVICES, INC.
November 19, 2007 - December 16, 2008
CITIGROUP GLOBAL MARKETS INC.
November 14, 2007 - December 16, 2008
CITIGROUP GLOBAL MARKETS INC.
June 3, 2002 - May 19, 2006
UBS INTERNATIONAL INC.
June 3, 2002 - May 19, 2006
UBS INTERNATIONAL INC.
January 15, 1996 - June 1, 2002
UBS FINANCIAL SERVICES INC.
January 15, 1996 - June 3, 2002
UBS FINANCIAL SERVICES INC.
February 22, 1994 - November 10, 1998
CITICORP INVESTMENT SERVICES
September 29, 1992 - January 31, 1994
FIRST UNION BROKERAGE SERVICES, INC.
June 15, 1990 - July 21, 1992
NOMURA SECURITIES INTERNATIONAL, INC.
March 7, 1990 - June 8, 1990
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAPOALIM SECURITIES USA, INC.
CRD#: 266 / SEC#: , 8-3018
Contact information
Documents
Disclosures
| Regulatory Event | 32 |
| Civil Event | 1 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
