Timothy J. Mahota
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy James Mahota, who also goes by Tim Mahota, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1989. Timothy had worked at 4 firms and has passed the Series 66, Series 3, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2002 - August 21, 2014
PARTNERVEST ADVISORY SERVICES LLC
December 13, 2000 - November 15, 2012
PARTNERVEST SECURITIES, INC.
April 24, 1998 - March 8, 2000
WAVELAND CAPITAL PARTNERS LLC
June 15, 1989 - March 21, 1990
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PARTNERVEST ADVISORY SERVICES LLC
CRD#: 113621 / SEC#: 801-62795
Contact information
Red Flags
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