John D. Blundin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Douglas Blundin, who also goes by John D Blundin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2019 - October 7, 2019
GROWTH CAPITAL SERVICES, INC.
October 19, 2017 - February 5, 2019
TELSEY ADVISORY GROUP LLC
September 29, 2014 - November 22, 2017
WELLS FARGO SECURITIES, LLC
April 29, 2013 - October 24, 2014
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
October 1, 2008 - March 12, 2013
J.P. MORGAN SECURITIES LLC
June 2, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
November 13, 1997 - June 2, 2008
J.P. MORGAN SECURITIES LLC
June 1, 1993 - November 13, 1997
NATWEST SECURITIES CORPORATION
August 18, 1992 - May 26, 1993
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/28/2006
Limited Representative-Equity Trader ExamCurrent Firm
GROWTH CAPITAL SERVICES, INC.
CRD#: 124658 / SEC#: , 8-65705
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
