Annika N. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Annika Nina White was a registered financial professional .
Annika is a previously registered financial professional and started their career in finance in 1989. Annika had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2009 - December 31, 2012
R.W. TOWT & ASSOCIATES
October 6, 2009 - March 14, 2013
R.W. TOWT & ASSOCIATES
November 10, 2008 - September 15, 2009
QA3 FINANCIAL CORP.
June 20, 2008 - August 8, 2008
EMPIRE SECURITIES CORPORATION
October 3, 2000 - July 31, 2008
ASHTON CAPITAL MANAGEMENT, INC.
September 13, 1999 - October 5, 2000
BROOKSTREET SECURITIES CORPORATION
March 25, 1999 - September 8, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.
January 12, 1998 - November 30, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.
December 4, 1996 - December 15, 1997
NATIONAL SECURITIES CORPORATION
February 1, 1995 - November 26, 1996
GAINEY FINANCIAL SERVICES, INC.
October 2, 1991 - November 15, 1999
ASHTON CAPITAL MANAGEMENT, INC.
August 15, 1990 - September 10, 1991
ROTH CAPITAL PARTNERS, LLC
September 8, 1989 - June 15, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 1989 - September 6, 1989
MCGILVRAY & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.W. TOWT & ASSOCIATES
CRD#: 128837 / SEC#: , 8-66182
Contact information
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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