DC
Donald T. Cohen
WORLD EQUITY GROUP
Deerfield Beach, FL 33442
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CRD#: 1868850
DC
Professional summary
Donald Todd Cohen is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Deerfield Beach, Florida.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Donald has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Todd Cohen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donald Todd Cohen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2011 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1108 E. Newport Center Drive, Deerfield Beach, FL 33442RIA
BD
CRD#: 29087
Deerfield Beach, FL
Current
October 31, 2011 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1108 E. Newport Center Drive, Deerfield Beach, FL 33442RIA
BD
CRD#: 29087
Deerfield Beach, FL
Past
January 4, 2006 - November 4, 2011
REGAL SECURITIES, INC.
BD
CRD#: 7297
DEERFIELD BEACH, FL
Past
October 4, 2004 - January 3, 2006
MIDAMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 47351
JOPLIN, MO
Past
August 24, 2004 - November 4, 2011
REGAL ADVISORY SERVICES, INC.
RIA
CRD#: 123842
GLENVIEW, IL
Past
September 26, 2001 - October 13, 2004
NEW ENGLAND SECURITIES
RIA
CRD#: 615
BOCA RATON, FL
Past
September 25, 2001 - October 13, 2004
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
November 23, 1988 - February 23, 1989
H.G. WEXLER, INC.
BD
CRD#: 10348
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/10/2017)
RR
Connecticut(10/31/2011)
IAR
Connecticut(10/1/2015)
RR
Florida(10/31/2011)
IAR
Florida(11/4/2011)
RR
Georgia(10/31/2011)
IAR
Georgia(9/30/2015)
RR
Illinois(10/31/2011)
IAR
Illinois(10/1/2015)
RR
Maryland(10/2/2025)
IAR
Maryland(10/5/2025)
IAR
Massachusetts(4/22/2021)
RR
New Jersey(9/13/2023)
IAR
New Jersey(9/14/2023)
RR
New York(10/31/2011)
IAR
New York(9/13/2023)
RR
Ohio(10/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORLD EQUITY GROUP, INC.
CRD#: 29087Deerfield Beach, FL 33442TRUST BUT VERIFY
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