J M. Michel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J Michele Michel, who also goes by J Michele Scott, Jamie Michele Scott, was a registered financial professional .
J is a previously registered financial professional and started their career in finance in 1988. J had worked at 5 firms and has passed the SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2003 - December 16, 2003
LINCOLN RETIREMENT ADVISORS, INC.
March 25, 1999 - September 27, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 25, 1999 - April 3, 2019
OSAIC FA, INC.
January 24, 1998 - March 18, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 1, 1988 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 1, 1988 - May 16, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 1, 1988 - May 16, 1997
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN RETIREMENT ADVISORS, INC.
CRD#: 47865 / SEC#: , 8-51954
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST PENN-PACIFIC LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BOND, ROBERT DAVID | PRESIDENT, DIRECTOR | 1149702 |
| BRODY, CAROLYN POST | VICE PRESIDENT, DIRECTOR | 1330051 |
| CLEVENGER, KELLY DWAIN | DIRECTOR | 1129077 |
| CRAWFORD, FREDRICK JOHN | TREASURER | 4443207 |
| KLOUDA, MAUREEN ANN | CCO/VICE PRESIDENT/DIRECTOR | 1159259 |
| MILLER, DAVID JOSEPH | VICE PRESIDENT | 4350778 |
| ROSE, CYNTHIA A | SECRETARY | 3193040 |
| SCOTT, JAMIE MICHELE | VICE PRESIDENT | 1868734 |
| WEBER, DANIEL WESLEY | VICE PRESIDENT | 1325556 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
