Ramiro L. Colon

ACP CAPITAL MANAGEMENT

MIAMI, FL 33131

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CRD#: 1868710

Professional summary

Ramiro Luis Colon III, who also goes by Ramiro L Colon, Ramiro L. Luis Colon III III, Ramiro Luis Colon Ortiz Iii, is a registered financial advisor currently at ACP CAPITAL MANAGEMENT, LLC located in Miami, Florida and ACP SECURITIES, LLC located in Miami, Florida.

Ramiro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Ramiro has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ramiro L Colon | Ramiro L. Luis Colon Iii Iii | Ramiro Luis Colon Ortiz Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Aberdour Strategies LLC, Consultant and Real Estate Investments, Coral Gables Florida, Partner 8-10 hours per month, none during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramiro Luis Colon III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2025 - Present

ACP CAPITAL MANAGEMENT, LLC

Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131

RIA

CRD#: 138556

MIAMI, FL

Current

July 2, 2021 - Present

ACP SECURITIES, LLC

Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131

CRD#: 139049

MIAMI, FL

Past

June 8, 2015 - May 28, 2021

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MIAMI, FL

Past

November 7, 2006 - February 27, 2015

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

CRD#: 13042

PONCE, PR

Past

November 7, 2006 - May 28, 2021

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MIAMI, FL

Past

October 22, 2002 - November 13, 2006

R-G INVESTMENTS CORPORATION

CRD#: 113293

SAN JUAN, PR

Past

May 21, 1997 - November 9, 2000

POPULAR SECURITIES, LLC

CRD#: 8096

SAN JUAN, PR

Past

February 24, 1995 - May 21, 1997

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

June 11, 1992 - May 6, 1993

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

Past

September 20, 1988 - September 4, 1990

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

CRD#: 17053

SAN JUAN, PR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

Florida

Registered Investment Advisory firm - (9/21/2022 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2018 Terminated)

New York

Registered Investment Advisory firm - (1/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(7/13/2023)

Florida
(9/13/2021)

IAR

Florida
(4/10/2025)

Puerto Rico
(6/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/8/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/17/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/10/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 53

Date: 1/22/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

Florida

Registered Investment Advisory firm - (9/21/2022 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2018 Terminated)

New York

Registered Investment Advisory firm - (1/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2022 Terminated)

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Contact information

Main Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Mailing Address

Phone number

(305) 670-4180

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A WRAP (6/27/2025)

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A (6/27/2025)

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 230,432,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ramiro L. Colon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramiro Luis Colon III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACP SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

UBS FINANCIAL SERVICES INC.

R-G INVESTMENTS CORPORATION

POPULAR SECURITIES, LLC

MARKETING ONE SECURITIES, INC.

BANC ONE CAPITAL MARKETS, INC.

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

Primary Firm SEC Registration

ACP CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2025

Series 63

Date: 9/3/1992

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/8/2012

Series 7

Date: 9/17/1988

Series 10

Date: 4/17/2007

Series 9

Date: 4/10/2007

Series 53

Date: 1/22/2004

Series 24

Date: 3/17/1995

FINRA

Current Firm

ACP CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACP CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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