Ramiro Luis Colon Iii
Professional Summary
Ramiro Luis Colon III, who also goes by Ramiro L Colon, Ramiro L. Luis Colon III III, Ramiro Luis Colon Ortiz Iii, is a registered financial advisor currently at ACP CAPITAL MANAGEMENT, LLC located in Miami, Florida and ACP SECURITIES, LLC located in Miami, Florida. Ramiro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Ramiro has worked at 9 firms and has passed...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ramiro L Colon, Ramiro L. Luis Colon Iii Iii, Ramiro Luis Colon Ortiz Iii
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR
Contact Information
Main Address
1200 Brickell Avenue Suite 1700, Miami, FL 33131Phone Number
(305) 670-4180# of Employees
17SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
125AUM (Assets Under Management)
$360,343,993Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR
State Registrations and Notice Filings
(7/13/2023)
(9/13/2021)
(4/10/2025)
(6/2/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2007About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2007About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Ramiro Luis Colon III's CRS (Customer Relationship Summary).
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