Gregory R. Bersch
Professional summary
Gregory Robert Bersch is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Saint Louis, Missouri.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Gregory has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Robert Bersch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Robert Bersch's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2026 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 11440 Olive Blvd #250, Saint Louis, MO 63141April 2, 2026 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 11440 Olive Blvd #250, Saint Louis, MO 63141October 6, 2009 - April 6, 2026
OSAIC WEALTH, INC.
August 16, 2006 - October 27, 2016
PREMIER FINANCIAL PARTNERS, LLC
January 18, 2006 - April 6, 2026
OSAIC WEALTH, INC.
October 7, 2004 - September 8, 2005
PREMIER FINANCIAL PARTNERS, LLC
May 19, 2004 - January 19, 2006
LPL FINANCIAL LLC
May 19, 2004 - January 19, 2006
LPL FINANCIAL LLC
November 24, 1999 - May 25, 2004
WS GRIFFITH SECURITIES, INC.
June 9, 1998 - May 25, 2004
WS GRIFFITH SECURITIES, INC.
June 12, 1996 - May 26, 1998
FFP SECURITIES, INC.
July 20, 1992 - June 6, 1996
BRUNO, STOLZE & COMPANY, INC.
August 19, 1991 - July 27, 1992
THE O.N. EQUITY SALES COMPANY
January 18, 1989 - November 27, 1989
ROBERT W. BAIRD & CO. INCORPORATED
January 18, 1989 - January 9, 1990
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 19, 1988 - December 21, 1988
NATIONAL SECURITIES CORPORATION
Primary Firm SEC Registration
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717 / SEC#: 801-62667, 8-22870
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2026)
(4/2/2026)
Exams
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717 / SEC#: 801-62667, 8-22870
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 54,951 |
| AUM (Assets Under Management) | $ 12,925,435,801 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
