Leontia M. Mclaughlin
Professional summary
Leontia Mary Mclaughlin, who also goes by Leontia Mary Mc Laughlin, Lee Mary Mclaughlin, Leontia M Mclaughlin, Leontia Mary Mclaughlin, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Leontia is registered as a RR (Registered Representative) and started their career in finance in 2002. Leontia has worked at 14 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leontia Mary Mclaughlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206May 12, 2021 - February 7, 2025
PIMCO INVESTMENTS LLC
August 28, 2014 - December 2, 2020
NUVEEN ASSET MANAGEMENT, LLC
August 28, 2014 - December 2, 2020
NUVEEN SECURITIES, LLC
February 6, 2013 - May 13, 2014
CETERA INVESTMENT SERVICES LLC
February 6, 2013 - May 13, 2014
CETERA ADVISORS LLC
February 6, 2013 - May 13, 2014
CETERA WEALTH SERVICES, LLC
August 20, 2012 - May 13, 2014
CETERA INVESTMENT ADVISERS LLC
August 20, 2012 - May 13, 2014
CETERA FINANCIAL SPECIALISTS LLC
January 3, 2012 - July 3, 2012
DEUTSCHE BANK SECURITIES INC.
March 25, 2011 - January 3, 2012
DB SECURITIES SERVICES NJ INC.
November 10, 2010 - January 27, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 2010 - January 27, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 2007 - July 13, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
January 25, 2007 - July 13, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
May 10, 2004 - July 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 2004 - July 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 2002 - February 27, 2003
MORGAN STANLEY DW INC.
May 8, 2002 - February 27, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2026)
(6/1/2026)
Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| ROSENFELD, KEVIN | HEAD OF PRIVACORE SALES | 2989217 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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