Peter J. Driscoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter James Driscoll was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1988. Peter had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2011 - December 3, 2013
SANTA FE INVESTMENT SERVICES
January 9, 1989 - August 14, 1990
UBS FINANCIAL SERVICES INC.
August 25, 1988 - December 19, 1988
ALL-TECH DIRECT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SANTA FE INVESTMENT SERVICES
CRD#: 117948 / SEC#:
Contact information
Red Flags
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