Steven P. Geras
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Peter Geras was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1989. Steven had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2017 - August 6, 2018
KJM SECURITIES, INC.
January 16, 2014 - February 20, 2015
PARK AVENUE SECURITIES LLC
January 3, 2011 - December 31, 2013
AMERITAS INVESTMENT COMPANY, LLC
February 15, 2007 - November 30, 2010
KJM SECURITIES, INC.
February 2, 2007 - November 12, 2010
U.S. FINANCIAL INVESTMENTS, INC.
January 5, 2006 - January 31, 2007
WHITESTONE SECURITIES INC.
January 26, 1998 - December 20, 2005
KJM SECURITIES, INC.
September 4, 1997 - December 31, 1997
NATHAN & LEWIS SECURITIES, INC.
August 21, 1996 - September 5, 1997
CHASE INVESTMENT SERVICES CORP.
July 15, 1996 - August 21, 1996
FISERV INVESTOR SERVICES, INC.
March 20, 1989 - August 13, 1996
METROPOLITAN LIFE INSURANCE COMPANY
March 20, 1989 - August 13, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KJM SECURITIES, INC.
CRD#: 20277 / SEC#: , 8-38066
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOUSTAKAS, KOSTA JOHN | PRESIDENT AND CEO COO CCO CFO AMLCO | 1171093 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
