John B. Prescott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Bernard Prescott was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2014 - January 20, 2017
P.J. ROBB VARIABLE, LLC
February 14, 2011 - January 13, 2014
COMERICA SECURITIES
August 2, 2010 - January 13, 2014
COMERICA SECURITIES
March 4, 2010 - July 14, 2010
KESTRA INVESTMENT SERVICES, LLC
January 28, 2010 - July 14, 2010
KESTRA INVESTMENT SERVICES, LLC
November 6, 2008 - January 26, 2010
THE LEADERS GROUP, INC.
April 19, 2006 - October 9, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 11, 2004 - October 9, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 4, 2003 - May 12, 2004
THE LEADERS GROUP, INC.
September 8, 1998 - December 31, 2002
COMMONWEALTH FINANCIAL NETWORK
September 2, 1998 - December 31, 2002
COMMONWEALTH FINANCIAL NETWORK
April 1, 1998 - September 1, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 9, 1997 - April 1, 1998
BARNETT INVESTMENTS, INC.
August 8, 1996 - April 8, 1997
ADVANTAGE CAPITAL CORPORATION
February 22, 1994 - December 31, 1995
OLD SLIP CAPITAL MANAGEMENT, INC.
October 4, 1988 - December 9, 1993
METROPOLITAN LIFE INSURANCE COMPANY
October 4, 1988 - December 9, 1993
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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