JM
John A. Murphy
SPC
Plainfield, IN 46168
Some features on this profile are disabled
CRD#: 1867803
JM
Professional summary
John Alfred Murphy, AIF®, who also goes by Jack Murphy, is a registered financial advisor currently at SPC located in Plainfield, Indiana and PARKLAND SECURITIES, LLC located in Plainfield, Indiana.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. I HOLD VARIOUS TRADITONAL APPOINTMENTS WITH VARIOUS TRADITIONAL COMPANIES. 2. I established a sole member limited liability company called North 84 LLC for my non-variable life and non-variable annuity marketing business. North 84 LLC pays me a salary plus member distributions. Start date: 6/30/15, approx. 40 hrs/mo. 3. DBA - Saratoga Wealth Management, LLC, Plainfield, IN. Offering financial services. Start date: 8/8/22. approx. 20 hrs/mo, all during mkt hrs. INV REL: Y 4. Chick-N-Whistle, LLC - 1/3 owner of LLC that owns farm rental property in WI. Start date: 11/21/24, less than 1 hr/mo, INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view John Alfred Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 11, 2022 - Present
SPC
Office #1: 4310 Saratoga Parkway Suite 600, Plainfield, IN 46168RIA
CRD#: 110692
Plainfield, IN
Current
January 3, 2005 - Present
PARKLAND SECURITIES, LLC
Office #1: 4310 Saratoga Parkway Suite 600, Plainfield, IN 46168BD
CRD#: 115368
Plainfield, IN
Past
March 14, 2003 - January 3, 2005
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
January 24, 2002 - February 13, 2003
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
November 12, 2001 - January 7, 2002
ONB INVESTMENT SERVICES, INC.
BD
CRD#: 31583
EVANSVILLE, IN
Past
December 20, 1996 - November 29, 2001
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
June 27, 1994 - December 24, 1996
AEGON USA SECURITIES INC.
BD
CRD#: 13302
CEDAR RAPIDS, IA
Past
August 27, 1991 - June 9, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
September 20, 1988 - December 12, 1989
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 20, 1988 - December 12, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/9/2022)
RR
California(8/9/2022)
RR
Colorado(8/9/2022)
RR
Florida(2/22/2016)
RR
Georgia(8/9/2022)
RR
Hawaii(8/9/2022)
RR
Illinois(8/9/2022)
RR
Indiana(1/3/2005)
IAR
Indiana(1/11/2022)
RR
Kentucky(8/9/2022)
RR
Michigan(8/9/2022)
RR
Missouri(8/9/2022)
RR
New York(8/9/2022)
RR
North Carolina(8/9/2022)
RR
Ohio(8/9/2022)
RR
Texas(8/9/2022)
IAR
Texas(8/9/2022)
RR
Utah(8/9/2022)
RR
Washington(8/9/2022)
RR
West Virginia(8/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPC
CRD#: 110692Plainfield, IN 46168TRUST BUT VERIFY
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