Alice H. Everett
Professional summary
Alice Hale Everett was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alice is a previously registered financial advisor and started their career in finance in 1989. Prior to being barred, Alice had worked at 5 firms, which includes ALLSTATE FINANCIAL SERVICES LLC, TRANSAMERICA FINANCIAL ADVISORS LLC, VOYA FINANCIAL PARTNERS LLC, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2008 - July 12, 2010
ALLSTATE FINANCIAL SERVICES, LLC
March 2, 2007 - December 2, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 28, 2007 - December 2, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 18, 2006 - March 12, 2007
VOYA FINANCIAL PARTNERS, LLC
August 17, 2006 - March 12, 2007
VOYA FINANCIAL PARTNERS, LLC
May 2, 2001 - September 8, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 1, 2001 - September 8, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 23, 1989 - May 10, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 23, 1989 - May 10, 2001
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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