Brian D. Angiuli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Douglas Angiuli, who also goes by Brian D Angiuli, Brian Doug Angiuli, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1988. Brian had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 1997 - December 11, 1997
LEGEND MERCHANT GROUP, INC.
February 26, 1997 - October 24, 1997
FAIRCHILD FINANCIAL GROUP, INC.
May 11, 1994 - April 26, 1995
STRATTON OAKMONT INC.
September 21, 1993 - February 14, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 14, 1992 - July 29, 1993
MEYERS SECURITIES CORPORATION
August 8, 1989 - November 2, 1992
STRATTON OAKMONT INC.
April 21, 1989 - June 27, 1989
STRATTON SECURITIES, INC.
October 19, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGEND MERCHANT GROUP, INC.
CRD#: 5155 / SEC#: 801-63525, 8-21703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEDGE END CORP. | OWNER | |
| UNSWORTH, DAVID WOODS JR | CHAIRMAN, CCO, CEO & PRESIDENT | 1609040 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 4 |
| Judgment/Lien | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
