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RS

Ronald J. Salber

Some features on this profile are disabled
CRD#: 1867279
RS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Jerome Salber, who also goes by Ron Salber, was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1988. Ronald had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ron Salber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/2017 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES 2. NAME OF OTHER BUSINESS: SALBER AND ASSOCIATES, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INCOME TAX PREPARATION SERVICES, ACCOUNTING AND PAYROLL START DATE: 1/2010 POSITION/TITLE/RELATIONSHIP: INCOME TAX PREPARATION SERVICES, ACCOUNTING AND PAYROLL APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: PREPARATION OF INDIVIDUAL AND SMALL BUSINESS TAX RETURNS, ACCOUNTING AND PAYROLL SERVICES 3. NAME OF OTHER BUSINESS: RON & JANE SALBER PROPERTY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: COMMERCIAL PROPERTY MANAGEMENT START DATE: 1/2012 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: I OWN THE BUILDING THAT MY OFFICE IS LOCATED IN AND PAY MYSELF RENT

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 15, 2022 - November 18, 2024

STRATEGIC FINANCIAL INC.

RIA
CRD#: 147215
WEST FARGO, ND
Past

June 26, 2017 - December 31, 2021

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
BARNESVILLE, MN
Past

January 13, 2014 - January 3, 2022

HBW ADVISORY SERVICES LLC

RIA
CRD#: 143665
BARESVILLE, MN
Past

February 7, 2006 - July 24, 2017

HBW SECURITIES LLC

BD
CRD#: 136959
BARNESVILLE, MN
Past

November 24, 2003 - December 31, 2005

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
HOUSTON, TX
Past

November 2, 2000 - November 10, 2003

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

September 19, 1988 - December 31, 1993

PFS INVESTMENTS INC.

BD
CRD#: 10111

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/11/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/20/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/1/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/20/2003
Investment Company Products/Variable Contracts Principal Examination

Current Firm

SF
STRATEGIC FINANCIAL INC.
107 ADVISOR | STRATEGIC FINANCIAL INC.

CRD#: 147215 / SEC#:

Minnesota
Registered Investment Advisory firm - (1/22/2009 Approved)
North Dakota
Registered Investment Advisory firm - (8/20/2008 Approved)
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Contact information

Main Address
530 Oak Ridge Way E. Suite 104, West Fargo, ND 58078
Mailing Address
Phone number
(701) 356-5239
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts452
AUM (Assets Under Management)$ 34,763,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC FINANCIAL INC.

CRD#: 147215

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