Christopher W. Winch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher William Winch, who also goes by Chris Winch, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1990. Christopher had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2007 - July 1, 2015
STATE FARM VP MANAGEMENT CORP.
March 8, 2006 - October 31, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
March 7, 2006 - October 31, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
July 5, 2005 - February 21, 2006
PARK AVENUE SECURITIES LLC
December 10, 2002 - May 11, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 18, 2002 - May 11, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 30, 1999 - April 30, 2001
CUSO FINANCIAL SERVICES, L.P.
August 3, 1998 - October 1, 1999
LPL FINANCIAL LLC
December 22, 1995 - August 7, 1998
FSC SECURITIES CORPORATION
August 18, 1992 - November 27, 1995
COMPULIFE INVESTOR SERVICES, INC.
March 1, 1990 - July 12, 1991
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
