Lesley Winston

E. A. HORWITZ LLC

NORTH MIAMI, FL 33161

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CRD#: 1867126

Professional summary

Lesley Winston, who also goes by Les Winston, is a registered financial advisor currently at E. A. HORWITZ LLC located in North Miami, Florida and LASALLE ST SECURITIES, L.L.C. located in Aventura, Florida.

Lesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Lesley has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Les Winston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PRES-INS & FIN'L SERVICES,INC. INS.SALES, 1977, 80 HRS/MONTH 2) ALASKA PARTNERS OF FL, LLC; MANAGING DIR;2010, 6HRS/MONTH,0% 3) BON MAR DEV INC; PASSIVE INVESTMENT;REAL ESTATE OWNERSHIP.LESS THAN 1 HR/MO 4) LES WINSTON CHARTERD ADVISOR IN PHILANTHROPY,SEE CHARITY, INC,PHILANTHROPIC ADVISOR FIRM,NEW CORPORATION 2015, 35 HRS/MO 100% 5) MANAGING MEMBER OF AVENTURA SUNNY ISLES BEACH CHAMBER INSURANCE SERVICES, LLC. I OWN 100% OF THE LLC. NOT INVESTMENT RELATED. INSURANCE AGENCY/PRODUCER OPERATING ON A COMMISSION BASIS AND SERVING ONLY MEMBERS OF THE CHAMBER OF COMMERCE. I DEVOTE 4 HOURS PER WEEK. I AM THE AGENT PRINCIPAL OF THE AGENCY. 6) Judah Productions, LLC; Non Investment-Related; Production company; Managing Member 7) ASIB Chamber of Commerce; President/Chairman; Leadership and promotion of organization 8) Endow America Network Foundation; President and Chairman; Leadership and promotion of organization

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lesley Winston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2013 - Present

E. A. HORWITZ LLC

Office #1: 11975 West Dixie Highway, North Miami, FL 33161

RIA

CRD#: 165561

NORTH MIAMI, FL

Current

July 19, 2023 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 21290 Biscayne Blvd. Suite 301, Aventura, FL 33180

CRD#: 7191

Aventura, FL

Past

May 2, 2013 - July 12, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Miami, FL

Past

June 30, 2010 - March 28, 2013

INSIGHT SECURITIES, INC.

RIA

CRD#: 5611

NORTH MIAMI, FL

Past

June 1, 2010 - April 3, 2013

INSIGHT SECURITIES, INC.

CRD#: 5611

NORTH MIAMI, FL

Past

November 2, 2000 - June 2, 2010

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

MIAMI, FL

Past

November 2, 2000 - June 2, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

MIAMI, FL

Past

January 28, 1998 - November 6, 2000

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

February 28, 1997 - February 23, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

April 18, 1994 - March 5, 1997

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

E. A. HORWITZ LLC

E. A. HORWITZ LLC | THE HELMSMAN GROUP | HORWITZ & ASSOCIATES

CRD#: 165561 / SEC#: 801-77366

RIA

Registered Investment Advisory firm - (11/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(6/3/2013)

Florida
(8/7/2023)

New York
(7/19/2023)

Pennsylvania
(8/7/2023)

Virginia
(8/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/6/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/25/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

E. A. HORWITZ LLC

E. A. HORWITZ LLC | THE HELMSMAN GROUP | HORWITZ & ASSOCIATES

CRD#: 165561 / SEC#: 801-77366

RIA

Registered Investment Advisory firm - (11/16/2012 Approved)

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Contact information

Main Address

1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015

Mailing Address

Phone number

(224) 632-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORWITZ AND ASSOC ADV PART 2 (3/28/2025)

E.A. HORWITZ ADV BROCHURE APPENDIX (3/28/2025)

Regulatory assets under management

Total Number of Accounts	369
AUM (Assets Under Management)	$ 221,419,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lesley Winston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lesley Winston's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

WESTERN INTERNATIONAL SECURITIES, INC.

INSIGHT SECURITIES, INC.

INSIGHT SECURITIES, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OGILVIE SECURITY ADVISORS CORPORATION

WMA SECURITIES, INC.

OGILVIE SECURITY ADVISORS CORPORATION

Primary Firm SEC Registration

E. A. HORWITZ LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/6/2002

SIE

Date: 10/1/2018

Series 6

Date: 3/25/1994

FINRA

Current Firm

E. A. HORWITZ LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

E. A. HORWITZ LLC

TRUST BUT VERIFY

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