Scott E. Lebowitz

LIME TRADING CORP

NEW YORK, NY 10123

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CRD#: 1867003

Professional summary

Scott E Lebowitz, who also goes by Scott Eric Lebowitz, is a registered financial professional currently at LIME TRADING CORP located in New York, New York.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1988. Scott has worked at 16 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott Eric Lebowitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott E Lebowitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2024 - Present

LIME TRADING CORP

Office #1: 450 7th Ave 31st Floor, New York, NY 10123

CRD#: 11826

NEW YORK, NY

Past

November 10, 2020 - July 12, 2024

CLEARPOOL EXECUTION SERVICES, LLC

CRD#: 168490

NEW YORK, NY

Past

November 10, 2020 - July 12, 2024

BMO CAPITAL MARKETS CORP.

CRD#: 16686

New York, NY

Past

December 9, 2011 - December 9, 2020

INTERACTIVE BROKERS CORP.

CRD#: 117942

GREENWICH, CT

Past

December 6, 2011 - December 9, 2020

INTERACTIVE BROKERS LLC

CRD#: 36418

GREENWICH, CT

Past

February 10, 2010 - December 3, 2011

NEWOAK CAPITAL MARKETS LLC

CRD#: 104063

NEW YORK, NY

Past

March 20, 2008 - October 28, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

March 26, 2007 - January 18, 2008

NEWOAK CAPITAL MARKETS LLC

CRD#: 104063

STAMFORD, CT

Past

August 10, 2004 - October 29, 2004

LEXIT CAPITAL, LLC

CRD#: 34048

HOBOKEN, NJ

Past

December 15, 1999 - August 20, 2001

CENTENNIAL VENTURES, LTD.

CRD#: 36718

NEW YORK, NY

Past

March 14, 1997 - June 6, 2002

A.B. WATLEY, INC.

CRD#: 797

NEW YORK, NY

Past

August 1, 1995 - March 11, 1997

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

Past

February 28, 1994 - August 8, 1995

NEBRASKA HUDSON COMPANY, INC.

CRD#: 27501

OMAHA, NE

Past

April 7, 1993 - February 4, 1994

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

November 18, 1991 - May 29, 1992

MURIEL SIEBERT & CO., LLC

CRD#: 5376

NEW YORK, NY

Past

August 19, 1991 - November 25, 1991

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

July 5, 1989 - August 30, 1990

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Past

August 23, 1988 - August 30, 1990

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/18/2024)

Exams

State Security Law Exam

Series 63

Date: 7/31/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 2/25/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 4/30/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 3/7/2025

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 3/24/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 10/13/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/14/2008

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

LIME TRADING CORP

CRD#: 11826 / SEC#: , 8-27061

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

450 7th Ave 31st Floor, New York, NY 10123

Mailing Address

450 7th Ave 31st Floor, New York, NY 10123

Phone number

(646) 558-3232

Established

Delaware since 06/22/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
F.H. GLOBAL, INC.	PARENT
LEBOWITZ, SCOTT E	CHIEF COMPLIANCE OFFICER	1867003
LEVY, MICHAEL ISAAC	CHIEF FINANCIAL OFFICER	5181325
ROMERO, MONIQUE	FINOP/PFO	6712654
SANDBLOM, JOHAN	PRESIDENT	4302289
SEHIC, EVA	CHIEF EXECUTIVE OFFICER	4198771

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott E. Lebowitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott E Lebowitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEARPOOL EXECUTION SERVICES, LLC

BMO CAPITAL MARKETS CORP.

INTERACTIVE BROKERS CORP.

INTERACTIVE BROKERS LLC

NEWOAK CAPITAL MARKETS LLC

UBS FINANCIAL SERVICES INC.

NEWOAK CAPITAL MARKETS LLC

LEXIT CAPITAL, LLC

CENTENNIAL VENTURES, LTD.

A.B. WATLEY, INC.

DEUTSCHE IXE, LLC

NEBRASKA HUDSON COMPANY, INC.

CITICORP INVESTMENT SERVICES

MURIEL SIEBERT & CO., LLC

BNY MELLON SECURITIES CORPORATION

J. W. GANT & ASSOCIATES, INC.

J. W. GANT & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/31/2007

Series 57TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 2/25/2011

Series 55

Date: 4/30/2010

Series 7

Date: 8/20/1988

Series 14

Date: 3/7/2025

Series 24

Date: 3/24/2010

Series 10

Date: 10/13/2008

Series 9

Date: 8/14/2008

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

MIAX PEARL, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

LIME TRADING CORP

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information