Brian E. Martin

STRATEGIC WEALTH PARTNERS, LTD.

INDIANAPOLIS, IN

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CRD#: 1866868

Professional summary

Brian Eugene Martin, CFP® is a registered financial advisor currently at STRATEGIC WEALTH PARTNERS, LTD. located in Indianapolis, Indiana.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Brian has worked at 18 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***CAMBRIDGE FINANCIAL CONSULTANTS, LLC - DBA Position: Advisor - Nature: Life insurance and annuity sales - Investment Related: No - Hours: 10 - Securities Trading Hours: 5 - Start Date: 9/2015 - Address: 8334 Carefree Cir, Indianapolis IN 46236 ***CAMBRIDGE FINANCIAL CONSULTANTS, LLC POSITION: Owner/advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 140 START DATE: 12/01/2015 ADDRESS: 8334 Carefree Circle, Indianapolis IN 46236 DESCRIPTION: I attempt to engage retirees and pre-retirees in comprehensive financial planning and investment management. I design an overall investment strategy rooted in macroeconomic thought juxtaposed alongside my client's experiences, preferences and goals, complemented by carefully selected investment vehicles. I then monitor the successes and opportunities therein.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Eugene Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

September 29, 2023 - Present

STRATEGIC WEALTH PARTNERS, LTD.

RIA

CRD#: 148586

INDIANAPOLIS, IN

Past

December 21, 2015 - September 21, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

INDIANAPOLIS, IN

Past

December 14, 2015 - September 21, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

INDIANAPOLIS, IN

Past

October 27, 2015 - December 11, 2015

CFG WEALTH MANAGEMENT SERVICES INC

RIA

CRD#: 108351

INDIANAPOLIS, IN

Past

October 1, 2004 - July 6, 2015

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

INDIANAPOLIS, IN

Past

October 1, 2004 - July 6, 2015

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

INDIANAPOLIS, IN

Past

February 1, 2001 - October 14, 2004

OSAIC FA, INC.

RIA

CRD#: 3978

INDIANAPOLIS, IN

Past

February 1, 2001 - October 14, 2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

February 1, 2001 - October 14, 2004

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 3, 1999 - February 26, 2001

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

April 29, 1996 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

May 25, 1995 - November 6, 1995

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

September 13, 1994 - May 31, 1995

FOUNDATION INVESTORS SECURITIES CORP.

CRD#: 35541

Past

November 2, 1993 - September 17, 1994

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

May 15, 1993 - November 11, 1993

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 6, 1992 - April 1, 1993

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 6, 1992 - April 1, 1993

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 29, 1991 - February 18, 1992

CONSECO EQUITY SALES, INC.

CRD#: 4125

CARMEL, IN

Past

May 22, 1989 - September 19, 1990

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

March 17, 1989 - June 3, 1989

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

Past

March 17, 1989 - June 3, 1989

SIGNATOR INVESTORS, INC.

CRD#: 468

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH PARTNERS, LTD.

NAME 413 | STRATEGIC WEALTH PARTNERS, LTD. | SAMARA CAPITAL

CRD#: 148586 / SEC#: 801-79487

RIA

Registered Investment Advisory firm - (4/14/2014 Approved)

California

Registered Investment Advisory firm - (6/1/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(9/29/2023)

IAR

Nebraska
(5/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/26/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/16/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STRATEGIC WEALTH PARTNERS, LTD.

NAME 413 | STRATEGIC WEALTH PARTNERS, LTD. | SAMARA CAPITAL

CRD#: 148586 / SEC#: 801-79487

RIA

Registered Investment Advisory firm - (4/14/2014 Approved)

California

Registered Investment Advisory firm - (6/1/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/2/2014 Terminated)

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Contact information

Main Address

5005 Rockside Road Suite 1200, Independence, OH 44131-6829

Mailing Address

Phone number

(216) 800-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWP FORM ADV, PART 2A DTD 03-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,669
AUM (Assets Under Management)	$ 1,324,195,489

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian E. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Eugene Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

SECURITIES AMERICA ADVISORS, INC.

CFG WEALTH MANAGEMENT SERVICES INC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

BOLTON GLOBAL CAPITAL

FOUNDATION INVESTORS SECURITIES CORP.

ALLSTATE FINANCIAL SERVICES, LLC

CETERA WEALTH SERVICES, LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CONSECO EQUITY SALES, INC.

MARKETING ONE SECURITIES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

STRATEGIC WEALTH PARTNERS, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/26/1988

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2001

Series 6

Date: 3/16/1989

Current Firm

STRATEGIC WEALTH PARTNERS, LTD.

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH PARTNERS, LTD.

TRUST BUT VERIFY

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