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NM

Nina Mitchell Grevious

CRD#: 1866830
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NM
Nina Mitchell Grevious

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nina Mitchell Grevious, who also goes by Nina Mitchell Bradshaw, Nina Maria Grevious, Nina Maria Mitchell, Nina Mitchell Bradshaw, Nina Maria Mitchellgrevious, Nina Mitchell Parham, was a registered financial professional .

Nina is a previously registered financial professional and started their career in finance in 1991. Nina had worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nina Mitchell Bradshaw | Nina Maria Grevious | Nina Maria Mitchell | Nina Mitchell Bradshaw | Nina Maria Mitchellgrevious | Nina Mitchell Parham

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 16, 2007 - December 31, 2016

TEACHERS PERSONAL INVESTORS SERVICES, INC.

BD
CRD#: 36130
CHARLOTTE, NC
Past

May 16, 2007 - June 10, 2026

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC
Past

May 17, 2006 - April 27, 2007

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA
Past

January 12, 2005 - May 17, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

December 12, 2002 - April 20, 2004

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

October 1, 2000 - May 22, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

August 7, 1996 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC
Past

January 14, 1992 - July 16, 1996

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

January 31, 1991 - January 13, 1992

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/14/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TP
TEACHERS PERSONAL INVESTORS SERVICES, INC.
TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130 / SEC#: , 8-47051

BD
Terminated by SEC on 11/30/2019
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 10/19/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
TIAA-CREF ASSET MANAGEMENT LLCSHAREHOLDER
LEE, CHRISTY ROSSPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER4926666
LEE, CHRISTY ROSSCHIEF FINANCIAL OFFICER4926666
PIERRE-MERRITT, MARJORIECORPORATE SECRETARY5308970
RAUSCHENBACH, KEITH HENRYPRESIDENT, COO & DIRECTOR1719526
SMITH, SHANITA SPIVEYCHIEF COMPLIANCE OFFICER5174146

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

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