Anne W. Atkinson

PARALLEL ADVISORS

San Francisco, CA 94105

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CRD#: 1866664

Professional summary

Anne Wakefield Atkinson, who also goes by Anne Atkinson, Anne Wakefield, is a registered financial advisor currently at PARALLEL ADVISORS, LLC located in San Francisco, California.

Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Anne has worked at 4 firms and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anne Atkinson | Anne Wakefield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SIRIUS WEALTH MANAGEMENT STRATEGIES, LLC; INVESMENT-RELATED; 1040 NOEL DRIVE, SUITE 104, MENLO PARK CA 94025; INVESTMENT ADVISER; PARTNER; STARTED 04/2017; ZERO HOURS PER MONTH; OWNERSHIP DUTIES RELATING TO WITHDRAW AS MEMBER OF LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Wakefield Atkinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2021 - Present

PARALLEL ADVISORS, LLC

Office #1: 150 Spear Street Suite 1600, San Francisco, CA 94105

RIA

CRD#: 140800

San Francisco, CA

Past

April 7, 2017 - March 30, 2022

SIRIUS WEALTH MANAGEMENT STRATEGIES, LLC

RIA

CRD#: 147418

MENLO PARK, CA

Past

March 10, 2006 - April 19, 2017

THOMAS & ATKINSON CAPITAL MANAGEMENT LLC

RIA

CRD#: 129596

MENLO PARK, CA

Past

November 15, 1989 - May 10, 2004

SETON SMOKE CAPTAL MANAGEMENT

RIA

CRD#: 105531

GREENBRAE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 8/1/1988

Non-Member General Securities Examination

Current Firm

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

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Contact information

Main Address

150 Spear Street Suite 1600, San Francisco, CA 94105

Mailing Address

Phone number

(866) 627-6984

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,928
AUM (Assets Under Management)	$ 8,735,387,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anne W. Atkinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Wakefield Atkinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARALLEL ADVISORS, LLC

SIRIUS WEALTH MANAGEMENT STRATEGIES, LLC

THOMAS & ATKINSON CAPITAL MANAGEMENT LLC

SETON SMOKE CAPTAL MANAGEMENT

Primary Firm SEC Registration

PARALLEL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2006

Series 2

Date: 8/1/1988

Current Firm

PARALLEL ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARALLEL ADVISORS, LLC

TRUST BUT VERIFY

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