Lee G. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Gerard Harris was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1988. Lee had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2014 - August 19, 2015
EAGLE FINANCIAL ADVISORS, LLC
October 28, 2010 - October 5, 2012
PLANMEMBER SECURITIES CORPORATION
October 21, 2010 - October 5, 2012
PLANMEMBER SECURITIES CORPORATION
March 25, 2010 - September 30, 2010
VOYA FINANCIAL ADVISORS, INC.
January 28, 2004 - September 30, 2010
VOYA FINANCIAL ADVISORS, INC.
July 23, 2002 - January 27, 2004
LPL FINANCIAL LLC
June 27, 2000 - July 29, 2002
IRWIN UNION SECURITIES
August 27, 1990 - June 26, 2000
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - June 26, 2000
MSI FINANCIAL SERVICES, INC.
October 10, 1988 - April 25, 1990
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE FINANCIAL ADVISORS, LLC
CRD#: 167696 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 373 |
| AUM (Assets Under Management) | $ 86,998,719 |
Red Flags
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