EW
Earl G. Winebrenner
WINEBRENNER CAPITAL MANAGEMENT LLC
Louisville, KY 40223-5367
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CRD#: 1866261
EW
Professional summary
Earl George Winebrenner III is a registered financial advisor currently at WINEBRENNER CAPITAL MANAGEMENT LLC located in Louisville, Kentucky.
Earl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Earl has worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 3, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Winebrenner Property Management; Non investment-related; Louisville, KY; Property ownership & management; Managing Member; 6/2013; He spends 10 hrs/mo during securities trading hours; Directs the acquisition & management of real estate. 2) Timberwood Properties; Non investment-related; Louisville, KY; Property management; Managing Member; 4/2014; He spends 5 hrs/mo during securities trading hours; Manages real estate entities. 3) Bourbon West Main LLC; Non Investment-Related; Louisville, KY; Commercial Building; Managing Member; 5/2019; 20 hrs/mo during securities trading hours; Directs the purchase, development, operations & managing of the commercial building. 4) Nulu East Main LLC; Non Investment-Related; Louisville, KY; Commercial Building; Managing Member; 5/2019; 15 hrs/mo during securities trading hours; Directs the purchase, development, operations & managing of the commercial building. 5) Plainview Condo Association; Non Investment-Related; Louisville, KY; Condo Association; Treasurer; 4/2022; 0 hr/mo; 0 hrs/mo during securities trading hours; Duties are reviews reports generated by the property manager. 6) EAEBA, LLC; Non Investment-Related; Louisville, KY; Restaurant; Manager; 5/2021; 10 hrs/mo; 10 hrs/mo during securities trading hours; Duties are directs the purchase, development, operations and managing of the Restaurant. 7) Main Plumb, LLC; Non Investment-Related; Louisville, KY; Real Estate Property; Manager; 11/2023; 15 hrs/mo; 15 hrs/mo during securities trading hours; Duties are directs the purchase, development, operations and managing of the real estate properties. 8) Main Machine LLC; Non Investment-Related; Louisville, KY; Land; Managing Member of Manager; 7/2024; 5 hrs/mo; 5 hrs/mo during securities trading hours; Duties are directs the purchase, development, operations & managing of the property.
CRS (Client Relationship Summary) - RIA
Click below to view Earl George Winebrenner III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2010 - Present
WINEBRENNER CAPITAL MANAGEMENT LLC
Office #1: 10602 Timberwood Circle Suite 13, Louisville, KY 40223-5367RIA
CRD#: 154708
Louisville, KY
Past
November 2, 1999 - December 6, 2010
WINEBRENNER CAPITAL PARTNERS, LLC
BD
CRD#: 48027
LOUISVILLE, KY
Past
May 21, 1998 - September 17, 1999
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
May 21, 1992 - June 3, 1998
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Past
January 9, 1989 - May 27, 1992
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
November 1, 1988 - January 19, 1989
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WINEBRENNER CAPITAL MANAGEMENT LLC
WINEBRENNER CAPITAL MANAGEMENT LLC
CRD#: 154708 / SEC#: 801-115158
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Florida
Registered Investment Advisory firm - (6/5/2019 Terminated)Indiana
Registered Investment Advisory firm - (6/5/2019 Terminated)Kentucky
Registered Investment Advisory firm - (6/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (6/5/2019 Terminated)Texas
Registered Investment Advisory firm - (12/13/2013 Terminated)Utah
Registered Investment Advisory firm - (6/5/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/2/2010)
IAR
Indiana(1/30/2023)
IAR
Kentucky(8/26/2010)
IAR
Texas(6/5/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 10/27/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
WC
WINEBRENNER CAPITAL MANAGEMENT LLC
WINEBRENNER CAPITAL MANAGEMENT LLC
CRD#: 154708 / SEC#: 801-115158
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Florida
Registered Investment Advisory firm - (6/5/2019 Terminated)Indiana
Registered Investment Advisory firm - (6/5/2019 Terminated)Kentucky
Registered Investment Advisory firm - (6/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (6/5/2019 Terminated)Texas
Registered Investment Advisory firm - (12/13/2013 Terminated)Utah
Registered Investment Advisory firm - (6/5/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10602 Timberwood Circle Suite 13, Louisville, KY 40223-5367
Mailing Address
Phone number
(502) 671-0015
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 997 |
| AUM (Assets Under Management) | $ 243,191,689 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WINEBRENNER CAPITAL MANAGEMENT LLC
CRD#: 154708Louisville, KY 40223-5367TRUST BUT VERIFY
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