John T. Jessee
Professional summary
John Trimborn Jessee is a registered financial professional currently at MFS FUND DISTRIBUTORS, INC. located in Saluda , Virginia.
John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Trimborn Jessee's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2009 - Present
MFS FUND DISTRIBUTORS, INC.
February 29, 2008 - September 21, 2009
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
August 18, 1993 - February 29, 2008
MFS FUND DISTRIBUTORS, INC.
September 13, 1991 - August 6, 1993
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
September 20, 1988 - May 8, 1991
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2009)
(10/2/2009)
(10/5/2009)
(10/2/2009)
(10/2/2009)
(10/2/2009)
(10/2/2009)
Exams
FINRA
Current Firm
MFS FUND DISTRIBUTORS, INC.
CRD#: 31052 / SEC#: , 8-45321
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS FINANCIAL SERVICES COMPANY | PARENT COMPANY | |
| GEREMIA, CAROL WILLIAM | DIRECTOR AND CHAIRMAN OF THE BOARD | 1456883 |
| HARDIN, HEIDI WALTER | SECRETARY | 2619251 |
| HUNT, MICHAEL ANDREW | CHIEF COMPLIANCE OFFICER | 4150065 |
| KEENAN, MICHAEL SEAN | PRESIDENT AND DIRECTOR | 2324763 |
| SMELSTOR, JOSEPH JOHN IV | TREASURER AND SENIOR GROUP CONTROLLER | 6247186 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
