Gary A. Therrian

THE HUNTINGTON INVESTMENT COMPANY

Marshall, MI 49068

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CRD#: 1866210

Professional summary

Gary Arthur Therrian, who also goes by Gary A Therrian, Gary Arthur Therrian, Gary Therrian, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Marshall, Michigan.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Gary has worked at 16 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary A Therrian | Gary Arthur Therrian | Gary Therrian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NONE POSITION: Referee NATURE: Sports and Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 09/04/1981 ADDRESS: 6314 Hampton Street, Portage MI 49024, United States DESCRIPTION: I referee high school football, basketball and lacrosse. I receive a fee of roughly $70 per game. The games are in the evening and weekends during the seasons. My officiating lasts from September to May yearly. I have been doing this since 1981. There is no other business activity related to this, other than getting to games and officiating

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Arthur Therrian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Gary Arthur Therrian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2021 - Present

THE HUNTINGTON INVESTMENT COMPANY

Office #1: Marshall Main 115 West Drive South, Marshall, MI 49068

RIA

CRD#: 16986

Marshall, MI

Current

October 14, 2021 - Present

THE HUNTINGTON INVESTMENT COMPANY

Office #1: Marshall Main 115 West Drive South, Marshall, MI 49068

RIA

CRD#: 16986

Marshall, MI

Past

September 19, 2019 - October 13, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MARSHALL, MI

Past

August 26, 2019 - October 13, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

HOLLAND, MI

Past

February 9, 2018 - August 23, 2019

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

PORTAGE, MI

Past

February 9, 2018 - August 23, 2019

OSAIC INSTITUTIONS, INC.

CRD#: 35371

PORTAGE, MI

Past

January 20, 2017 - February 9, 2018

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

KALAMAZOO, MI

Past

January 13, 2017 - February 9, 2018

FIFTH THIRD SECURITIES, INC.

CRD#: 628

KALAMAZOO, MI

Past

July 1, 2016 - January 6, 2017

OSAIC INSTITUTIONS, INC.

CRD#: 35371

JACKSON, MI

Past

June 16, 2015 - July 1, 2016

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

JACKSON, MI

Past

March 18, 2009 - May 5, 2014

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

KALAMAZOO, MI

Past

March 4, 2008 - November 25, 2008

LPL FINANCIAL LLC

CRD#: 6413

LANSING, MI

Past

December 19, 2006 - March 4, 2008

IFMG SECURITIES, INC.

CRD#: 14416

OKEMOS, MI

Past

November 2, 2006 - December 20, 2006

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

WARREN, MI

Past

May 9, 2001 - October 8, 2001

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

CRD#: 17529

FARMINGTON HILLS, MI

Past

July 27, 1998 - December 20, 2006

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

WARREN, MI

Past

March 3, 1998 - July 27, 1998

STANDARD BROKERAGE SERVICES, INC.

CRD#: 14387

Past

February 1, 1997 - April 2, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

November 21, 1995 - January 20, 1997

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

September 21, 1995 - October 13, 1995

FIRST OF AMERICA SECURITIES, INC.

CRD#: 36568

KALAMAZOO, MI

Past

May 1, 1995 - September 21, 1995

FIRST OF AMERICA SECURITIES, INC.

CRD#: 36568

KALAMAZOO, MI

Past

October 6, 1993 - May 1, 1995

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

August 26, 1988 - November 4, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

August 26, 1988 - November 4, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE HUNTINGTON INVESTMENT COMPANY

HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS

CRD#: 16986 / SEC#: 801-58015, 8-34867

RIA

Registered Investment Advisory firm - SEC (10/6/2000 Approved)

Ohio

Registered Investment Advisory firm - SEC (11/15/2000 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/15/2021)

Indiana
(10/18/2021)

Michigan
(10/18/2021)

IAR

Michigan
(10/18/2021)

Ohio
(1/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/2016

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/27/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/13/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/25/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/28/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THE HUNTINGTON INVESTMENT COMPANY

HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS

CRD#: 16986 / SEC#: 801-58015, 8-34867

RIA

Registered Investment Advisory firm - SEC (10/6/2000 Approved)

Ohio

Registered Investment Advisory firm - SEC (11/15/2000 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

41 S. High St. 4th Floor Hc0429, Columbus, OH 43215

Mailing Address

7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219

Phone number

(800) 322-4600

Established

Ohio since 01/17/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

501

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

THE HUNTINGTON INVESTMENT COMPANY ADV PART 2A APPENDIX 1 (7/21/2025)

Direct owners and executive officers

Name	Position	CRD#
HUNTINGTON BANCSHARES INCORPORATED	PARENT COMPANY
BALLARD, MONICA VICKMAN	SECRETARY	4245227
BOARDMAN, JEFFREY MICHAEL	CONFLICT OFFICER	2746492
BRUNNER, MICHAEL EVANS	ROSFP	5353459
BRUNNER, MICHAEL EVANS	MUNICIPAL PRINCIPAL	5353459
DUNCAN, ERICA	BOARD MEMBER	8031535
ERDELYI, MICHAEL DAVID	PRINCIPAL OPERATIONS OFFICER	5864282
FERGUSON, EMILY ELIZABETH	CHIEF TECHNOLOGY OFFICER	3107040
FORESTA, CYNTHIA JEAN	CHIEF COMPLIANCE OFFICER	2445804
HAMILTON, MELANIE KATE-MCFARLAND	PRINCIPAL FINANCIAL OFFICER	5452291
HOLDING, MELISSA	DIRECTOR OF WEALTH MANAGEMENT	4621076
HOLDING, MELISSA	BOARD MEMBER	4621076
LOUGH, SHAWN PATRICK	BOARD MEMBER	6356321
MIROBALLI, MICHAEL	CHIEF OPERATING OFFICER	1545242
MIROBALLI, MICHAEL	BOARD MEMBER	1545242
MIROBALLI, MICHAEL	PRESIDENT	1545242
POLIVKA, ALEX C	AML OFFICER	6270624
REBER, AARON	BOARD MEMBER	7793642
RICHARDSON, STEPHEN MONROE	FINOP	6260539
RICHARDSON, STEPHEN MONROE	CHIEF FINANCIAL OFFICER	6260539

Regulatory assets under management

Total Number of Accounts	37,298
AUM (Assets Under Management)	$ 6,344,121,382

Disclosures

Regulatory Event	19
Arbitration	6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary A. Therrian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Arthur Therrian's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Gary Arthur Therrian's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE HUNTINGTON INVESTMENT COMPANY

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

OSAIC INSTITUTIONS, INC.

ESSEX NATIONAL SECURITIES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

IFMG SECURITIES, INC.

LASALLE FINANCIAL SERVICES, INC.

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

STANDARD BROKERAGE SERVICES, INC.

PRUCO SECURITIES, LLC.

NATCITY INSURANCE SERVICES, INC.

FIRST OF AMERICA SECURITIES, INC.

FIRST OF AMERICA SECURITIES, INC.

NATCITY INSURANCE SERVICES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

THE HUNTINGTON INVESTMENT COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/2016

Series 65

Date: 12/27/2002

Series 63

Date: 9/13/1988

SIE

Date: 10/1/2018

Series 7

Date: 4/4/1994

Series 6

Date: 8/25/1988

Series 24

Date: 7/28/1999

FINRA

Current Firm

THE HUNTINGTON INVESTMENT COMPANY

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

THE HUNTINGTON INVESTMENT COMPANY

TRUST BUT VERIFY

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