Vincent L. Collaso

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CRD#: 1865838

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vincent Louis Collaso, who also goes by VInny Collaso, was a registered financial professional .

Vincent is a previously registered financial professional and started their career in finance in 1998. Vincent had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Vinny Collaso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GLOBAL ENTERPRISES, NOT INVESTMENT RELATED, OWNER, , DISTRIBUTE AND SELL NON FINANCIAL SERVICES PRODUCTS. 2. INSURANCE, SELL IN MY OWN NAME, NOT INVESTMENT RELATED, OWNER, STARTED: 2008, 8 HRS/MO, 1 HR DURING TRADING, SELL LIFE AND HEALTH INSURANCE AND LONG TERM CARE, FIXED ANNUITIES, INDEXED ANNUITIES. 3. PREMIER WEALTH MANAGEMENT LLC, OWNER, PART TIME, The Premier Wealth Management checking account is where we deposit the checks that I receive from Insurance and IA business. I receive check personally, then the checks are deposited into Premier.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 20, 2018 - January 16, 2025

PA MANAGEMENT LLC

RIA

CRD#: 11217

NEW YORK, NY

Past

August 26, 1999 - September 18, 2000

CLEARING SERVICES OF AMERICA, INC.

CRD#: 23623

ST. LOUIS, MO

Past

June 30, 1998 - October 1, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 2, 1998 - June 22, 1998

AFM INVESTMENTS, INC.

CRD#: 24584

HOWELL, NJ

Date: 2/12/1998

General Securities Representative Examination

Current Firm

PA MANAGEMENT LLC

CRD#: 293446 / SEC#: 801-112842

RIA

Registered Investment Advisory firm - (2/12/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (12/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/21/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1800 West Loop South Suite 1475, Houston, TX 77027

Mailing Address

Phone number

(732) 496-5727

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vincent L. Collaso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

CLEARING SERVICES OF AMERICA, INC.

MORGAN STANLEY DW INC.

AFM INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2004

Series 63

Date: 7/27/1998

SIE

Date: 11/1/2016

Series 31

Date: 7/27/1998

Series 7

Date: 2/12/1998

Current Firm

PA MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

PA MANAGEMENT LLC

TRUST BUT VERIFY

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