Patrick F. Harte
Professional summary
Patrick Francis Harte JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patrick is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Patrick had worked at 18 firms, which includes BARRON MOORE INC., RICHMARK CAPITAL CORPORATION, SALOMON GREY FINANCIAL CORPORATION, M G SECURITIES GROUP INC., RUSHMORE SECURITIES CORPORATION, RIVERSTONE WEALTH MANAGEMENT INC., GRAND FINANCIAL INC., HILLTOP SECURITIES INC., BARRE & COMPANY INCORPORATED, CULLUM & SANDOW SECURITIES INC., DALLAS RESEARCH & TRADING INC., AMR SECURITIES INC., SUPPES SECURITIES INC., MURIEL SIEBERT & CO. LLC, ALL-TECH DIRECT INC., TIJA MANAGEMENT INC., WILLIAM BARTON FINANCIAL INC., INVESTORS CENTER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2004 - June 10, 2008
BARRON MOORE, INC.
September 25, 2002 - July 13, 2004
RICHMARK CAPITAL CORPORATION
September 17, 2001 - October 24, 2002
SALOMON GREY FINANCIAL CORPORATION
October 18, 2000 - October 9, 2001
M G SECURITIES GROUP, INC.
January 12, 2000 - October 16, 2000
RUSHMORE SECURITIES CORPORATION
August 5, 1997 - January 19, 2000
RIVERSTONE WEALTH MANAGEMENT, INC.
October 4, 1995 - November 9, 1995
GRAND FINANCIAL, INC.
June 2, 1995 - September 6, 1995
HILLTOP SECURITIES INC.
May 11, 1994 - June 12, 1995
BARRE & COMPANY, INCORPORATED
April 4, 1994 - June 2, 1994
CULLUM & SANDOW SECURITIES, INC.
June 28, 1993 - March 8, 1994
DALLAS RESEARCH & TRADING, INC.
June 1, 1993 - June 23, 1993
AMR SECURITIES, INC.
November 23, 1992 - March 9, 1993
SUPPES SECURITIES, INC.
March 6, 1992 - September 23, 1992
MURIEL SIEBERT & CO., LLC
April 29, 1991 - February 6, 1992
ALL-TECH DIRECT, INC.
May 20, 1989 - May 2, 1991
TIJA MANAGEMENT, INC.
March 7, 1989 - April 10, 1989
WILLIAM BARTON FINANCIAL, INC.
January 26, 1989 - March 10, 1989
INVESTORS CENTER, INC.
August 23, 1988 - December 5, 1988
WILLIAM BARTON FINANCIAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 6/25/1998
Limited Representative-Equity Trader ExamCurrent Firm
BARRON MOORE, INC.
CRD#: 123521 / SEC#: , 8-65589
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARRON MOORE HOLDINGS, INC. | OWNER/HOLDING COMPANY | |
| MOORE, KATHERINE ANN | PRESIDENT, CEO & CFO | 1342145 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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