Ray M. Lombardo
Professional summary
Ray Matthew Lombardo, who also goes by Ray Matthew Lobardo, Ray Lombardo, is a registered financial advisor currently at CLEARVIEW INVESTMENT PARTNERS, LLC located in Costa Mesa, California.
Ray is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Ray has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ray Matthew Lombardo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2009 - Present
CLEARVIEW INVESTMENT PARTNERS, LLC
Office #1: 3151 Airway Avenue Suite H-1, Costa Mesa, CA 92626July 8, 1997 - June 4, 2009
UBS FINANCIAL SERVICES INC.
August 23, 1988 - June 4, 2009
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CLEARVIEW INVESTMENT PARTNERS, LLC
CRD#: 150046 / SEC#: 801-70141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/26/2009)
Exams
Current Firm
CLEARVIEW INVESTMENT PARTNERS, LLC
CRD#: 150046 / SEC#: 801-70141
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 352 |
| AUM (Assets Under Management) | $ 100,409,437 |
Red Flags
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