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Darcie J. Coy

Some features on this profile are disabled
CRD#: 1865365
DC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darcie Jean Coy was a registered financial professional .

Darcie is a previously registered financial professional and started their career in finance in 1990. Darcie had worked at 5 firms and has passed the SIE, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 17, 2014 - August 31, 2015

HAMILTON GRANT LLC

BD
CRD#: 166180
CALABASAS, CA
Past

January 2, 2008 - August 28, 2015

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
DENVER, CO
Past

July 19, 1996 - November 4, 1997

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
PASADENA, CA
Past

May 30, 1996 - July 25, 1996

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

January 11, 1996 - March 15, 1996

PARAMOUNT INVESTMENTS INTERNATIONAL, INC.

BD
CRD#: 30898
DENVER, CO
Past

May 11, 1990 - July 28, 1995

D.E. FREY & COMPANY, INC.

BD
CRD#: 23595
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 8/28/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/1/2007
Financial and Operations Principal Examination

Current Firm

HG
HAMILTON GRANT LLC
HAMILTON GRANT LLC

CRD#: 166180 / SEC#: , 8-69192

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
26963 Alsace Drive, Calabasas, CA 91302
Mailing Address
26963 Alsace Drive, Calabasas, CA 91302
Phone number
(310) 697-5259
Established
Delaware since 03/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
XEEN, LLCMEMBER
KUO, ANDREW C.MEMBER4415637
VIKHLYAEV, ALEXANDERMEMBER; MEMBER BOARD OF MANAGERS7278312
KEBETS, VADIMMEMBER6141170
KOCHAVI, DORONMEMBER1011155
LEE, BONNY SYMEMBER2486522
O'CONNELL, THOMAS MICHAELMEMBER2529442
REA, WENDY AUSTINMEMBER724857
BIZUB, DONALD MICHAELCEO1600090
COLLETT, DAVID WENDALLVP, CFO2352407
KAISER, BRADLEY CLIFFORDCCO2523397
MORRIS, JOHN MCHAIRMAN, BOARD OF MANAGERS1655987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMILTON GRANT LLC

CRD#: 166180

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