Barry L. Boogher

TRUSTMONT FINANCIAL GROUP

York, PA 17402-9051

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CRD#: 1865152

Professional summary

Barry Lee Boogher is a registered financial professional currently at TRUSTMONT FINANCIAL GROUP, INC. located in York, Pennsylvania.

Barry is registered as a RR (Registered Representative) and started their career in finance in 1988. Barry has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Lee Boogher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2010 - Present

TRUSTMONT FINANCIAL GROUP, INC.

Office #1: 3497 Industrial Drive, York, PA 17402-9051

CRD#: 18312

York, PA

Past

January 3, 2005 - August 17, 2009

WFG INVESTMENTS, INC.

CRD#: 22704

DALLAS, TX

Past

December 3, 1999 - December 31, 2004

PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707

LONGVIEW, TX

Past

August 5, 1998 - November 19, 1999

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

April 19, 1996 - September 15, 1998

AVALON INVESTMENT & SECURITIES GROUP, INC.

CRD#: 6281

MUSCLE SHOALS, AL

Past

January 23, 1993 - December 31, 1994

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

September 12, 1988 - December 31, 1992

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/4/2012)

Pennsylvania
(1/4/2010)

South Carolina
(10/18/2024)

Exams

State Security Law Exam

Series 63

Date: 9/9/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/9/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTMONT FINANCIAL GROUP, INC.

THE CODRICK FINANCIAL GROUP, INC. | TRUSTMONT FINANCIAL GROUP, INC. DBA TFG | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMARK FINANCIAL GROUP, INC.

CRD#: 18312 / SEC#: , 8-36439

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Phone number

(724) 468-5665

Established

Pennsylvania since 06/16/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DOCHINEZ, LACEY M	OWNER	5809867
DOCHINEZ, PETER DANIEL	OWNER	6314091
ABBOTT DECAROLIS, LAURA JEAN	OWNER/REGISTERED REPRESENTATIVE	1523919
DOCHINEZ, CLAUDIA ANN	OWNER
DOCHINEZ, PETER DANIEL	OWNER	1062112
GIONTA, PAUL V	OWNER
HEBERT, GEORGE PHILLIP	OWNER	2309032
HLADEK, ANTHONY CHARLES	PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER	2700432
PETRUCCI, MARY LOUISE	OWNER/REGISTERED REPRESENTATIVE	2980671
AULT, JAMES DANIEL	OWNER	1439447
BARZAK, DONALD JOHN	OWNER	1856590
HIXENBAUGH, MARY LYNNE	CHIEF COMPLIANCE OFFICER	5623080

Disclosures

Regulatory Event	3
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barry L. Boogher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Lee Boogher's CRS (Customer Relationship Summary).

Certified licenses

Experience

WFG INVESTMENTS, INC.

PRO-INTEGRITY SECURITIES, INC.

SUNPOINT SECURITIES, INC.

AVALON INVESTMENT & SECURITIES GROUP, INC.

CADARET, GRANT & CO., INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/1988

SIE

Date: 10/1/2018

Series 6

Date: 9/9/1988

FINRA

Current Firm

TRUSTMONT FINANCIAL GROUP, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRUSTMONT FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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