Michael V. Racanelli

LPL ENTERPRISE

WHITESTONE, NY

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CRD#: 1865142

Professional summary

Michael Vito Racanelli, who also goes by Michael Racanelli, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Whitestone, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 10 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Aliases

Michael Racanelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 06/25/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Whitestone, NY - INV REL - Start Date 06/24/2025 - 160hrs/mth 2. 06/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Whitestone, NY - INV REL - Start Date 06/24/2025 - 160hrs/mth

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Vito Racanelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Vito Racanelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2025 - Present

LPL ENTERPRISE, LLC

Office #2: 1270 Avenue Of The Americas Ste 1000, New York, NY 10020

RIA

CRD#: 8733

WHITESTONE, NY

Current

June 30, 2025 - Present

LPL ENTERPRISE, LLC

Office #1: 1270 Avenue Of The Americas Ste 1000, New York, NY 10020

RIA

CRD#: 8733

NEW YORK, NY

Past

July 3, 2024 - March 6, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

December 14, 2017 - March 6, 2025

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

May 27, 2014 - January 15, 2016

OSAIC FA, INC.

CRD#: 3978

NEW YORK, NY

Past

April 14, 2005 - February 17, 2012

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

May 10, 2004 - November 29, 2004

FRED ALGER & COMPANY, LLC

CRD#: 5300

NEW YORK, NY

Past

June 7, 2000 - October 10, 2003

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

February 18, 1998 - May 31, 2000

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

January 14, 1997 - April 10, 1997

BOWLES HOLLOWELL CONNER & CO.

CRD#: 17511

Past

July 10, 1995 - April 10, 1997

BOWLES HOLLOWELL CONNER & CO.

CRD#: 17511

CHARLOTTE, NC

Past

September 23, 1994 - July 7, 1995

SHEFFIELD INVESTMENTS, INC.

CRD#: 17512

Past

April 24, 1990 - June 20, 1994

G.RESEARCH, LLC

CRD#: 7353

RYE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/28/2025)

New Jersey
(10/17/2025)

IAR

New York
(6/30/2025)

New York
(7/3/2025)

Pennsylvania
(10/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 6/30/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 9/8/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 6/8/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 4/21/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 3/27/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

PREMIUM

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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

5,215

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (7/1/2026)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
EVANGELIOU, KIRIAKOS ANDREAS	SVP, CHIEF COMPLIANCE OFFICER	2496177
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORNINGSTAR, MATTHEW EDWIN	CHIEF LEGAL OFFICER	2510742

Regulatory assets under management

Total Number of Accounts	139,192
AUM (Assets Under Management)	$ 24,939,385,373

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2026	Cover Page	Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael V. Racanelli

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Vito Racanelli's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael Vito Racanelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

OSAIC FA, INC.

UBS SECURITIES LLC

FRED ALGER & COMPANY, LLC

BNY MELLON SECURITIES CORPORATION

CADARET, GRANT & CO., INC.

BOWLES HOLLOWELL CONNER & CO.

BOWLES HOLLOWELL CONNER & CO.

SHEFFIELD INVESTMENTS, INC.

G.RESEARCH, LLC

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 6/30/2024

Series 63

Passed: 9/8/2014

Series 65

Passed: 6/8/1994

SIE

Passed: 10/1/2018

Series 7

Passed: 4/21/1990

Series 24

Passed: 3/27/1997

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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