Spiro Lazaretos
Professional summary
Spiro Lazaretos was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Spiro is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Spiro had worked at 21 firms, which includes CARIBBEAN SECURITIES LLC, SAUCEDA & GRANVILLE SECURITIES INC., JARON EQUITIES CORP., THE CAMELOT GROUP INC., TRADEPORTAL SECURITIES INC., SMITH BENTON & HUGHES INC., COLIN WINTHROP & CO. INC., INVESTORS ASSOCIATES INC., BLUESTONE CAPITAL CORP., ROBERT TODD FINANCIAL CORP., M.S. FARRELL & COMPANY INC., HANOVER STERLING & COMPANY LTD., FIRST ASSET MANAGEMENT INC., NETWORK 1 FINANCIAL SECURITIES INC., GKN SECURITIES CORP., A.S. GOLDMEN & CO. INC., FIRST FIDELITY CAPITAL CORP., J. T. MORAN & CO. INC., F.D. ROBERTS SECURITIES INC., INVESTORS CENTER INC., LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 1998 - May 19, 1999
CARIBBEAN SECURITIES LLC
July 31, 1997 - February 16, 1998
SAUCEDA & GRANVILLE SECURITIES, INC.
November 20, 1996 - April 14, 1997
JARON EQUITIES CORP.
July 18, 1996 - October 28, 1996
THE CAMELOT GROUP, INC.
February 26, 1996 - June 6, 1996
TRADEPORTAL SECURITIES, INC.
January 20, 1996 - February 8, 1996
SMITH, BENTON & HUGHES, INC.
November 6, 1995 - December 8, 1995
COLIN WINTHROP & CO., INC.
December 12, 1994 - September 25, 1995
INVESTORS ASSOCIATES, INC.
December 8, 1993 - December 12, 1994
BLUESTONE CAPITAL CORP.
May 28, 1993 - February 15, 1994
ROBERT TODD FINANCIAL CORP.
January 25, 1993 - May 24, 1993
M.S. FARRELL & COMPANY, INC.
November 12, 1992 - September 30, 1994
HANOVER, STERLING & COMPANY LTD.
March 30, 1992 - July 22, 1992
FIRST ASSET MANAGEMENT, INC.
October 11, 1991 - April 14, 1992
NETWORK 1 FINANCIAL SECURITIES INC.
April 15, 1991 - October 15, 1991
HANOVER, STERLING & COMPANY LTD.
January 22, 1991 - January 29, 1991
GKN SECURITIES CORP.
August 27, 1990 - January 21, 1991
GKN SECURITIES CORP.
August 7, 1990 - September 5, 1990
ROBERT TODD FINANCIAL CORP.
July 13, 1990 - August 14, 1990
A.S. GOLDMEN & CO., INC.
June 7, 1989 - October 19, 1990
FIRST FIDELITY CAPITAL CORP.
February 17, 1989 - June 7, 1989
J. T. MORAN & CO., INC.
January 19, 1989 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
November 17, 1988 - January 23, 1989
INVESTORS CENTER, INC.
August 30, 1988 - December 5, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CARIBBEAN SECURITIES LLC
CRD#: 43385 / SEC#: , 8-50259
Contact information
Documents
Red Flags
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