Joshua E. Markfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Edward Markfield, who also goes by Joshua Edward Markfield, Joshua Markfield, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1992. Joshua had worked at 11 firms and has passed the Series 63, Series 72, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2021 - October 19, 2023
BTIG, LLC
September 9, 2020 - March 10, 2021
MAXIM GROUP LLC
November 24, 2011 - September 5, 2019
SEAPORT GLOBAL SECURITIES LLC
October 4, 2011 - December 1, 2011
MF GLOBAL INC.
September 7, 2010 - April 26, 2011
INTL FCSTONE CREDIT TRADING LLC
August 25, 2008 - May 7, 2010
CANTOR FITZGERALD & CO.
October 28, 2005 - May 7, 2007
CREDIT AGRICOLE SECURITIES (USA) INC.
June 13, 2005 - September 27, 2005
INTL FCSTONE CREDIT TRADING LLC
January 31, 2003 - August 3, 2004
GRAMERCY FINANCIAL SERVICES LLC
October 10, 1995 - January 22, 2003
CIBC WORLD MARKETS CORP.
June 6, 1994 - March 5, 1997
VALORES FINAMEX INTERNATIONAL, INC.
May 13, 1993 - May 9, 1994
TRADITION SECURITIES AND DERIVATIVES LLC
July 29, 1992 - May 18, 1993
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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