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Frank C. Elliott

YIU ADVISORS
Daly City, CA
CRD#: 1865071
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FE
Frank Condit ElliottYIU ADVISORS

Professional summary

Frank Condit Elliott is a registered financial advisor currently at YIU ADVISORS, LLC located in Daly City, California.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Frank has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Condit Elliott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 5, 2026 - Present

YIU ADVISORS, LLC

RIA
CRD#: 342347
Daly City, CA
Past

May 16, 2019 - July 8, 2021

INVESTWISE, INC.

RIA
CRD#: 300754
San Mateo, CA
Past

November 11, 1996 - February 5, 1997

BANK UNITED SECURITIES CORP.

BD
CRD#: 30288
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/5/2026)

Exams

General Industry/Product Exam
RR
Series 7
Date: 11/8/1996
General Securities Representative Examination

Current Firm

YA
YIU ADVISORS, LLC
YIU ADVISORS, LLC

CRD#: 342347 / SEC#:

California
Registered Investment Advisory firm - (6/5/2026 Approved)
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Contact information

Main Address
Daly City, CA
Mailing Address
Phone number
(485) 886-7168
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YIU ADVISORS, LLC

CRD#: 342347Daly City, CA

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