Sheila B. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheila Bernice Collins was a registered financial professional .
Sheila is a previously registered financial professional and started their career in finance in 1988. Sheila had worked at 6 firms and has passed the Series 66, Series 7, Series 51, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2013 - December 31, 2015
RETIREMENT STRATEGIES, INC.
October 18, 2011 - December 11, 2013
TRIAD ADVISORS LLC
March 13, 2006 - May 7, 2014
COLLINS CAPITAL MANAGEMENT, INC.
October 3, 2002 - October 21, 2011
INVEST FINANCIAL CORPORATION
October 1, 2002 - October 21, 2011
INVEST FINANCIAL CORPORATION
December 6, 2000 - October 4, 2002
ALLEN C. EWING & CO.
October 25, 1988 - December 6, 2000
SEARS. THOMPSON INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 3/26/1997
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
RETIREMENT STRATEGIES, INC.
CRD#: 134385 / SEC#: 801-64010
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
