Patrick J. Blake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Blake, who also goes by Pat Blake, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1995. Patrick had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2010 - April 6, 2011
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
November 13, 2009 - September 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2003 - May 15, 2008
FAIRFIELD HEATHCLIFF CAPITAL LLC
July 12, 2000 - July 30, 2002
DAIWA CAPITAL MARKETS AMERICA INC.
March 16, 1998 - March 7, 2000
PERSHING LLC
November 28, 1997 - March 13, 1998
SALOMON BROTHERS INC.
May 22, 1996 - March 13, 1998
CITIGROUP GLOBAL MARKETS INC.
July 11, 1995 - April 19, 1996
CSFP CAPITAL, INC.
May 19, 1995 - April 19, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD#: 16139 / SEC#: , 8-33359
Contact information
Documents
Disclosures
| Regulatory Event | 55 |
| Arbitration | 1 |
Red Flags
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