Paul T. Gannon

ANICO FINANCIAL SERVICES

Galveston, TX 77550

Some features on this profile are disabled

CRD#: 1864534

Professional summary

Paul T Gannon, who also goes by Paul T Gannon, Paul Teilhard Gannon, is a registered financial professional currently at ANICO FINANCIAL SERVICES, INC. located in Galveston, Texas.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 14 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul T Gannon | Paul Teilhard Gannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

First Heartland Consultants. Investment related. Investment Advisory Services. Employee. Start Date 9/22/21 First Heartland Companies. Not investment related. Employee. Vice President of New Business. Start Date 9/22/21.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul T Gannon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2024 - Present

ANICO FINANCIAL SERVICES, INC.

Office #1: One Moody Plaza, Suite 1463, Galveston, TX 77550

CRD#: 158883

Galveston, TX

Past

September 25, 2023 - January 4, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Westminster, CO

Past

September 25, 2023 - January 4, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

September 24, 2021 - July 31, 2023

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

Westminister, CO

Past

September 24, 2021 - July 31, 2023

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

LAKE ST. LOUIS, MO

Past

October 2, 2018 - September 23, 2021

BFC PLANNING, INC.

RIA

CRD#: 119682

Westminster, CO

Past

May 24, 2017 - September 23, 2021

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

Westminster, CO

Past

April 8, 2010 - January 27, 2017

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

GREENWOOD VILLAGE, CO

Past

December 13, 2007 - May 8, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

WESTMINSTER, CO

Past

June 17, 2004 - September 21, 2005

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

January 2, 2004 - June 4, 2004

AFS BROKERAGE, INC.

CRD#: 25924

AUSTIN, TX

Past

November 18, 2002 - December 1, 2003

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

April 5, 2002 - August 28, 2002

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

May 16, 2000 - January 16, 2002

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

December 19, 1996 - February 7, 2000

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

May 29, 1996 - July 18, 1996

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

August 17, 1995 - April 5, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

September 1, 1994 - August 8, 1995

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/25/2024)

California
(1/25/2024)

District of Columbia
(1/25/2024)

Hawaii
(1/25/2024)

Montana
(1/25/2024)

Nevada
(1/25/2024)

North Dakota
(1/25/2024)

Rhode Island
(1/25/2024)

South Dakota
(1/25/2024)

Vermont
(1/25/2024)

Washington
(1/25/2024)

Wisconsin
(1/25/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/28/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 9/25/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/14/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ANICO FINANCIAL SERVICES, INC.

CRD#: 158883 / SEC#: , 8-68938

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Moody Plaza, Suite 1463, Galveston, TX 77550

Mailing Address

One Moody Plaza Suite 1463, Galveston, TX 77550

Phone number

(409) 621-7809

Established

Texas since 12/21/2010

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMERICAN NATIONAL INSURANCE COMPANY	DIRECT OWNER
LUIKART, THAD MICHAEL	DIRECTOR, PRESIDENT & CEO	5111050
MERRILL, BRODY JASON	SVP, CFO, FINOP	5450137
WHITE, STACEY LEIGH	AVP, CHIEF COMPLIANCE OFFICER	2721039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jared Adams

SMITH, BROWN & GROOVER, INC.

MACON, GA

David Given

CURTIS ADVISORY GROUP, LLC

IAR

Santa Barbara, CA

Jackson Tiller

NYLIFE SECURITIES LLC

CHARLESTON, SC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul T. Gannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul T Gannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

BFC PLANNING, INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

PACIFIC SELECT DISTRIBUTORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

AFS BROKERAGE, INC.

BOFA DISTRIBUTORS, INC.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

SLD AMERICA EQUITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

PRUCO SECURITIES, LLC.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2018

Series 63

Date: 3/28/2014

Series 6TO

Date: 9/25/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/1/1997

Series 6

Date: 8/31/1994

Series 24

Date: 7/14/1997

FINRA

Current Firm

ANICO FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ANICO FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors