Thomas F. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Francis Murphy was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1988. Thomas had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2018 - April 8, 2019
CURVATURE SECURITIES LLC
January 29, 2009 - July 18, 2017
ARCOLA SECURITIES, INC.
September 17, 2001 - March 24, 2008
JEFFERIES LLC
March 8, 1990 - September 16, 1998
UBS FINANCIAL SERVICES INC.
November 22, 1988 - September 9, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CURVATURE SECURITIES LLC
CRD#: 169708 / SEC#: , 8-69384
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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