Kevin J. Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Martinez was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1988. Kevin had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 28, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2008 - December 31, 2015
PREMIUM CAPITAL MANAGEMENT
October 1, 2007 - October 1, 2009
BROKERSXPRESS LLC
October 1, 2007 - October 1, 2009
BROKERSXPRESS LLC
September 20, 2007 - October 8, 2007
SECURITIES AMERICA ADVISORS, INC.
January 30, 1993 - October 8, 2007
SECURITIES AMERICA, INC.
June 12, 1990 - February 19, 1993
AMERIPRISE ADVISOR SERVICES, INC.
August 14, 1989 - May 30, 1990
ROBERT TODD FINANCIAL CORP.
October 13, 1988 - August 1, 1989
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
September 20, 1988 - October 7, 1988
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 8/31/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
PREMIUM CAPITAL MANAGEMENT
CRD#: 145517 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
