Henry S. Mathis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Sean Mathis, who also goes by Sean Mathis, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2016. Henry had worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2019 - August 31, 2020
SEABURY SECURITIES LLC
March 28, 2016 - August 2, 2017
YOUNG AMERICA CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SEABURY SECURITIES LLC
CRD#: 41916 / SEC#: , 8-49624
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
