JB
Joseph H. Borchers
CPR INVESTMENTS
Lutz, FL 33558
Some features on this profile are disabled
CRD#: 1863817
JB
Professional summary
Joseph Henry Borchers is a registered financial advisor currently at CPR INVESTMENTS INC located in Lutz, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Joseph has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Risk Management International, Ltd.; non-investment related; 14 S. Maryland Ave, Port Washington, NY 11050; Insurance Consulting; President;01/2014; no time devoted throughout the month; Business is run by father-in-law and my involvement as President is for family planning and business continuation purposes only. I have no day to day activities with the business.
2. Joseph Borchers; Investment related; 19001 Sunlake Blvd, Lutz, FL 33558; Insurance; Independent Agent/Broker; 06/1992; Approximately 40 hours per month devoted to this business with 40 hours devoted during securities exchange hours; Sales/Service of Group & Individual health insurance products (including medicare supplement, Part D & Medicare Advantage). Fixed products include index life insurance & annuities. Ancillary products include group dental, life and disability. Individual products include term insurance and Disability insurance.
3. The Name of the other business: WealthCare Retirement Solutions, LLC
Investment Related?: Yes
Address of other business: 19001 Sunlake Blvd, Lutz, FL 33558
Nature of other business: Wealth Management & Insurance
Your position: Managing Partner
Start Date: 4/7/2016
How many hours you devote to the other business per month: 10
How many hours you devote to the other business during securities trading hours: 10
Briefly describe your duties: Fee only money management, commission based advisor for annuities, life, long term care, disability and health insurance.
4. Ankelohe Equity, LLC.; non-investment related; Lutz, FL; real estate properties; Owner; 05/2019; 0 hours per month; 0 hours during securities trading hours; buying and selling real estate properties.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Henry Borchers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2018 - Present
CPR INVESTMENTS INC
Office #1: 19309 Pier Point Ct., Lutz, FL 33558RIA
CRD#: 139067
Lutz, FL
Past
May 15, 2017 - July 24, 2018
SECURE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 141195
Lutz, FL
Past
December 1, 2015 - April 4, 2017
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Lutz, FL
Past
April 16, 2013 - June 2, 2015
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
LUTZ, FL
Past
June 18, 1992 - December 31, 1992
PMG SECURITIES CORPORATION
BD
CRD#: 27107
Past
October 4, 1989 - June 6, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
August 23, 1988 - November 7, 1988
ZEUS FINANCIAL, LLC
BD
CRD#: 18192
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CPR INVESTMENTS INC
CPR ADVISOR PORTFOLIOS | VALENZUELA FINANCIAL MANAGEMENT GROUP | V8 INVESTMENT ADVISORS | OSTLUND WEALTH ADVISORS, LLC | DENK FINANCIAL ADVISORS | CPR INVESTMENTS, LLC | CPR INVESTMENTS INC
CRD#: 139067 / SEC#: 801-112038
RIA
Registered Investment Advisory firm - (11/16/2017 Approved)Arizona
Registered Investment Advisory firm - (11/17/2017 Terminated)California
Registered Investment Advisory firm - (12/17/2017 Terminated)Florida
Registered Investment Advisory firm - (11/17/2017 Terminated)Illinois
Registered Investment Advisory firm - (11/16/2017 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2010 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2009 Terminated)Michigan
Registered Investment Advisory firm - (12/1/2017 Terminated)Minnesota
Registered Investment Advisory firm - (12/31/2009 Failure to Renew)Nebraska
Registered Investment Advisory firm - (11/17/2017 Terminated)Nevada
Registered Investment Advisory firm - (12/18/2017 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2017 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/6/2017 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Texas
Registered Investment Advisory firm - (11/17/2017 Terminated)Virginia
Registered Investment Advisory firm - (11/20/2017 Terminated)Washington
Registered Investment Advisory firm - (11/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/13/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CPR INVESTMENTS INC
CPR ADVISOR PORTFOLIOS | VALENZUELA FINANCIAL MANAGEMENT GROUP | V8 INVESTMENT ADVISORS | OSTLUND WEALTH ADVISORS, LLC | DENK FINANCIAL ADVISORS | CPR INVESTMENTS, LLC | CPR INVESTMENTS INC
CRD#: 139067 / SEC#: 801-112038
RIA
Registered Investment Advisory firm - (11/16/2017 Approved)Arizona
Registered Investment Advisory firm - (11/17/2017 Terminated)California
Registered Investment Advisory firm - (12/17/2017 Terminated)Florida
Registered Investment Advisory firm - (11/17/2017 Terminated)Illinois
Registered Investment Advisory firm - (11/16/2017 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2010 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2009 Terminated)Michigan
Registered Investment Advisory firm - (12/1/2017 Terminated)Minnesota
Registered Investment Advisory firm - (12/31/2009 Failure to Renew)Nebraska
Registered Investment Advisory firm - (11/17/2017 Terminated)Nevada
Registered Investment Advisory firm - (12/18/2017 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2017 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/6/2017 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Texas
Registered Investment Advisory firm - (11/17/2017 Terminated)Virginia
Registered Investment Advisory firm - (11/20/2017 Terminated)Washington
Registered Investment Advisory firm - (11/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1600 Parkdale Road Suite 201, Rochester, MI 48307
Mailing Address
Phone number
(800) 213-1164
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,946 |
| AUM (Assets Under Management) | $ 213,296,073 |
Red Flags
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Company Information
CPR INVESTMENTS INC
CRD#: 139067Lutz, FL 33558TRUST BUT VERIFY
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