Joseph L. Hamner
Professional summary
Joseph Lee Hamner, who also goes by Joe Hamner, is a registered financial advisor currently at GWN SECURITIES INC. located in Panama City Beach, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Lee Hamner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Lee Hamner's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2017 - Present
GWN SECURITIES INC.
August 14, 2017 - Present
GWN SECURITIES INC.
July 2, 2010 - August 18, 2017
EQUITABLE ADVISORS, LLC
June 28, 2010 - August 18, 2017
EQUITABLE ADVISORS, LLC
August 3, 2000 - July 1, 2010
VALIC FINANCIAL ADVISORS, INC.
July 31, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
July 31, 2000 - July 1, 2010
VALIC FINANCIAL ADVISORS, INC.
December 1, 1992 - December 19, 1993
TOWER INVESTMENT GROUP, INC.
January 1, 1991 - November 28, 1992
TRANSAMERICA SECURITIES SALES CORPORATION
January 1, 1991 - November 28, 1992
TRANSAMERICA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2017)
(8/16/2017)
(10/10/2022)
(9/7/2021)
(9/7/2021)
Exams
FINRA
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.