Neil T. Sahene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Thomas Sahene JR, who also goes by Neil Thomas Sahene, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1988. Neil had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2007 - December 31, 2017
BEACONSFIELD FINANCIAL SERVICES, INC.
November 2, 1995 - December 31, 2006
OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.
July 21, 1993 - February 16, 1995
MML INVESTORS SERVICES, LLC
September 19, 1988 - July 7, 1993
METROPOLITAN LIFE INSURANCE COMPANY
September 19, 1988 - July 7, 1993
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACONSFIELD FINANCIAL SERVICES, INC.
CRD#: 14634 / SEC#: , 8-30993
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
