Barbara M. Durrant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Mary Durrant was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1988. Barbara had worked at 8 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2019 - September 20, 2022
VOYA FINANCIAL PARTNERS, LLC
June 29, 2011 - November 22, 2019
EMPOWER FINANCIAL SERVICES, INC.
May 8, 2006 - July 6, 2009
E*TRADE SECURITIES LLC
November 12, 2004 - May 9, 2006
TD AMERITRADE, INC.
September 13, 1999 - October 28, 2003
CHARLES SCHWAB & CO., INC.
October 20, 1998 - February 19, 1999
CITIGROUP GLOBAL MARKETS INC.
June 1, 1992 - March 25, 1998
CITICORP INVESTMENT SERVICES
September 20, 1988 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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