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Ihechituru Kanu

KANU ASSET MANAGEMENT
CINCINNATI, OH
·CRD# 1863520·38 years experience

Professional Summary

Ihechituru Kanu, who also goes by Enyi Ihechituru Kanu, Enyinnaya Ihechituru Kanu, Ihechituru Enyinnaya Kanu, is a registered financial advisor currently at KANU ASSET MANAGEMENT, LLC located in Cincinnati, Ohio. Ihechituru is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Ihechituru has worked at 6 firms and has passed the Series 65, Series 63, SIE, PC, Series 7, Series 3, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Enyi Ihechituru Kanu, Enyinnaya Ihechituru Kanu, Ihechituru Enyinnaya Kanu

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

KANU ASSET MANAGEMENT, LLC·CRD# 168070
RIA
4015 Executive Park Drive Suite 402, Cincinnati, OH 45241
February 10, 2014 - Present
CAPITAL CITY SECURITIES, LLC·CRD# 146001
BD
Cincinnati, OH
July 4, 2023 - October 7, 2025
CAPITAL CITY SECURITIES, LLC·CRD# 146001
BD
Cincinnati, OH
September 23, 2017 - June 30, 2023
CALTON & ASSOCIATES, INC.·CRD# 20999
RIA
Cincinnati, OH
July 12, 2013 - September 18, 2017
CALTON & ASSOCIATES, INC.·CRD# 20999
BD
Cincinnati, OH
July 12, 2013 - September 18, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
RIA
Cincinnati, OH
April 26, 2004 - July 12, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
Cincinnati, OH
April 23, 2004 - July 12, 2013
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Cincinnati, OH
May 18, 1999 - May 3, 2004
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
June 21, 1996 - May 3, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
September 21, 1988 - June 28, 1996

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Current Firm

KA
KANU ASSET MANAGEMENT, LLC

KANU ASSET MANAGEMENT, LLC

CRD#: 168070
Louisiana
Registered Investment Advisory firm - Louisiana (8/1/2024 Approved)
Ohio
Registered Investment Advisory firm - Ohio (2/10/2014 Approved)
Texas
Registered Investment Advisory firm - Texas (6/3/2021 Conditional Restricted)
Virginia
Registered Investment Advisory firm - Virginia (3/5/2021 Approved)

Contact Information

Main Address

4015 Executive Park Drive Suite 402, Cincinnati, OH 45241

Phone Number

(513) 769-2700

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

367

AUM (Assets Under Management)

$16,027,175

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KANU ASSET MANAGEMENT, LLC 4015 EXECUTIVE PARK DRIVE SUITE 102 CINCINNATI, OHIO 45241 MANAGING DIRECTOR REGISTERED INVESTMENT ADVISORY FIRM PERSONAL ASSETS 100% INTEREST COMPENSATION BY MANAGEMENT FEES 40 HOURS PER WEEK 50% DURING MARKET HOURS KANU INVESTMENTS LLC (BLUE CHIP PARKING) 4015 EXECUTIVE PARK DRIVE SUITE 402 CINCINNATI, OHIO 45241 Started 1/2/1996 Not Industry Related MANAGING DIRECTOR Partnership 50% Interest Bank Loan 0 Current Income 2 Hours per week, none during market hours ARETE CAPITAL PARTNERS, LLC 4015 EXECUTIVE PARK DRIVE SUITE 402 CINCINNATI, OHIO 45241 Started 2/1/2012 Not Industry Related MANAGING DIRECTOR Partnership 50% Interest Personal Assets 0 Current Income 1 Hours per week, none during market hours

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Louisiana
(8/1/2024)
IAR
Ohio
(2/10/2014)
IAR
Texas
(6/12/2021)
IAR
Virginia
(3/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

PC — AMEX Put and Call Exam

Passed Nov 1988

Series 7 — General Securities Representative Examination

Passed Sep 1988About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1988About the Series 3 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Dec 2004About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Sep 2004About the Series 9 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ihechituru Kanu's CRS (Customer Relationship Summary).

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