Enyinnaya I. Kanu

KANU ASSET MANAGEMENT

Cincinnati, OH 45241

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CRD#: 1863520

Professional summary

Enyinnaya Ihechituru Kanu, who also goes by Enyi Ihechituru Kanu, Ihechituru Enyinnaya Kanu, is a registered financial advisor currently at KANU ASSET MANAGEMENT, LLC located in Cincinnati, Ohio.

Enyinnaya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Enyinnaya has worked at 6 firms and has passed the Series 65, Series 63, SIE, PC, Series 7, Series 3, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Enyi Ihechituru Kanu | Ihechituru Enyinnaya Kanu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KANU ASSET MANAGEMENT, LLC 4015 EXECUTIVE PARK DRIVE SUITE 102 CINCINNATI, OHIO 45241 MANAGING DIRECTOR REGISTERED INVESTMENT ADVISORY FIRM PERSONAL ASSETS 100% INTEREST COMPENSATION BY MANAGEMENT FEES 40 HOURS PER WEEK 50% DURING MARKET HOURS KANU INVESTMENTS LLC (BLUE CHIP PARKING) 4015 EXECUTIVE PARK DRIVE SUITE 402 CINCINNATI, OHIO 45241 Started 1/2/1996 Not Industry Related MANAGING DIRECTOR Partnership 50% Interest Bank Loan 0 Current Income 2 Hours per week, none during market hours ARETE CAPITAL PARTNERS, LLC 4015 EXECUTIVE PARK DRIVE SUITE 402 CINCINNATI, OHIO 45241 Started 2/1/2012 Not Industry Related MANAGING DIRECTOR Partnership 50% Interest Personal Assets 0 Current Income 1 Hours per week, none during market hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enyinnaya Ihechituru Kanu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2014 - Present

KANU ASSET MANAGEMENT, LLC

Office #1: 4015 Executive Park Drive Suite 402, Cincinnati, OH 45241

RIA

CRD#: 168070

Cincinnati, OH

Past

July 4, 2023 - October 7, 2025

CAPITAL CITY SECURITIES, LLC

CRD#: 146001

Cincinnati, OH

Past

September 23, 2017 - June 30, 2023

CAPITAL CITY SECURITIES, LLC

CRD#: 146001

Cincinnati, OH

Past

July 12, 2013 - September 18, 2017

CALTON & ASSOCIATES, INC.

RIA

CRD#: 20999

CINCINNATI, OH

Past

July 12, 2013 - September 18, 2017

CALTON & ASSOCIATES, INC.

CRD#: 20999

CINCINNATI, OH

Past

April 26, 2004 - July 12, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CINCINNATI, OH

Past

April 23, 2004 - July 12, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

CINCINNATI, OH

Past

May 18, 1999 - May 3, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CINCINNATI, OH

Past

June 21, 1996 - May 3, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 21, 1988 - June 28, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/1/2024)

IAR

Ohio
(2/10/2014)

IAR

Texas
(6/12/2021)

IAR

Virginia
(3/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 11/11/1988

AMEX Put and Call Exam

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/4/1988

National Commodity Futures Examination

Principal/Supervisory Exam

Series 10

Date: 12/22/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/20/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

KANU ASSET MANAGEMENT, LLC

CRD#: 168070 / SEC#:

Louisiana

Registered Investment Advisory firm - (8/1/2024 Approved)

Ohio

Registered Investment Advisory firm - (2/10/2014 Approved)

Texas

Registered Investment Advisory firm - (6/3/2021 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (3/5/2021 Approved)

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Contact information

Main Address

4015 Executive Park Drive Suite 402, Cincinnati, OH 45241

Mailing Address

Phone number

(513) 769-2700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	201
AUM (Assets Under Management)	$ 11,924,073

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Enyinnaya I. Kanu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enyinnaya Ihechituru Kanu's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL CITY SECURITIES, LLC

CAPITAL CITY SECURITIES, LLC

CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/1998

Series 63

Date: 9/21/1988

SIE

Date: 10/1/2018

PC

Date: 11/11/1988

Series 7

Date: 9/17/1988

Series 3

Date: 8/4/1988

Series 10

Date: 12/22/2004

Series 9

Date: 9/20/2004

Current Firm

KANU ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KANU ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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